0001415889-20-000327.txt : 20200213 0001415889-20-000327.hdr.sgml : 20200213 20200213211749 ACCESSION NUMBER: 0001415889-20-000327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200211 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hand Ann CENTRAL INDEX KEY: 0001769649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38819 FILM NUMBER: 20613257 MAIL ADDRESS: STREET 1: 2906 COLORADO AVE. CITY: SANTA MONICA STATE: CA ZIP: 90404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super League Gaming, Inc. CENTRAL INDEX KEY: 0001621672 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 471990734 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2906 COLORADO AVE CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 802-294-2754 MAIL ADDRESS: STREET 1: 2906 COLORADO AVE CITY: SANTA MONICA STATE: CA ZIP: 90404 FORMER COMPANY: FORMER CONFORMED NAME: Nth Games, Inc. DATE OF NAME CHANGE: 20141007 4 1 form4-02132020_060237.xml X0306 4 2020-02-11 0001621672 Super League Gaming, Inc. SLGG 0001769649 Hand Ann C/O SUPER LEAGUE GAMING, INC. 2906 COLORADO AVE. SANTA MONICA CA 90404 true true false false CEO AND PRESIDENT Common Stock 2020-02-11 4 A 0 67500 A 143874 D Employee Stock Option 10.80 2020-02-11 4 D 0 32000 D 2017-06-16 2027-06-16 Common Stock 32000 0 D Employee Stock Option 10.80 2020-02-11 4 D 0 41667 D 2018-10-31 2028-10-31 Common Stock 41667 0 D Employee Stock Option 10.80 2020-02-11 4 D 0 76333 D 2018-10-31 2028-10-31 Common Stock 76333 48667 D Employee Stock Option 9 2019-06-16 2027-06-16 Common Stock 51334 51334 D On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 67,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof. 50% of the stock option vested immediately on the grant date of June 16, 2017. The remainder of the option vested in equal installments over a 24 month period, and vested in full on June 16, 2019. /s/ Clayton Haynes, Attorney-in-Fact 2020-02-13