0001415889-19-000576.txt : 20190524 0001415889-19-000576.hdr.sgml : 20190524 20190524162711 ACCESSION NUMBER: 0001415889-19-000576 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190522 FILED AS OF DATE: 20190524 DATE AS OF CHANGE: 20190524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stewart Robert B Jr CENTRAL INDEX KEY: 0001704759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38819 FILM NUMBER: 19854802 MAIL ADDRESS: STREET 1: 520 NEWPORT CENTER DR. STREET 2: 12TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super League Gaming, Inc. CENTRAL INDEX KEY: 0001621672 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 471990734 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2906 COLORADO AVE CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 802-294-2754 MAIL ADDRESS: STREET 1: 2906 COLORADO AVE CITY: SANTA MONICA STATE: CA ZIP: 90404 FORMER COMPANY: FORMER CONFORMED NAME: Nth Games, Inc. DATE OF NAME CHANGE: 20141007 4 1 form4-05242019_010555.xml X0306 4 2019-05-22 0001621672 Super League Gaming, Inc. SLGG 0001704759 Stewart Robert B Jr C/O SUPER LEAGUE GAMING, INC. 2906 COLORADO AVE. SANTA MONICA CA 90404 true false false false Common Stock 2019-05-22 4 P 0 500 8.2408 A 6955 D Common Stock 104170 I By the Robert B. Stewart, Jr. Separate Property Trust U/A/D 11/10/08 Common Stock 133334 I By the Robert Stewart, Jr. ROTH IRA Stock Option 0.30 2024-10-16 Common Stock 33334 33334 D Common Stock Purchase Warrant 10.80 2017-07-01 2022-06-15 Common Stock 1334 1334 D Common Stock Purchase Warrant 10.80 2017-07-01 2022-06-15 Common Stock 32000 32000 D Common Stock Purchase Warrant 9.35 2018-05-28 2023-05-28 Common Stock 10843 10843 D Common Stock Purchase Warrant 10.80 2018-03-30 2023-03-30 Common Stock 1852 1852 I By the Robert B. Stewart Sole and Separate Property Trust Includes 11,578 shares issued to the Robert B. Stewart, Jr. Separate Property Trust U/A/D 11/10/08 (the "Stewart Trust") upon conversion of 9.00% Secured Convertible Promissory Notes (the "Notes") previously issued to the Stewart Trust. The outstanding principal and all accrued but unpaid interest on the Notes were automatically converted into shares of the Issuer's common stock in connection with the Issuer's initial public offering on February 27, 2019. Stock option vested in equal monthly installments over a 42 month period, and became fully vested on April 16, 2018. /s/ Clayton Haynes, Attorney-in-Fact 2019-05-24