0001415889-19-000576.txt : 20190524
0001415889-19-000576.hdr.sgml : 20190524
20190524162711
ACCESSION NUMBER: 0001415889-19-000576
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190522
FILED AS OF DATE: 20190524
DATE AS OF CHANGE: 20190524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stewart Robert B Jr
CENTRAL INDEX KEY: 0001704759
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38819
FILM NUMBER: 19854802
MAIL ADDRESS:
STREET 1: 520 NEWPORT CENTER DR.
STREET 2: 12TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Super League Gaming, Inc.
CENTRAL INDEX KEY: 0001621672
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 471990734
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2906 COLORADO AVE
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: 802-294-2754
MAIL ADDRESS:
STREET 1: 2906 COLORADO AVE
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
FORMER COMPANY:
FORMER CONFORMED NAME: Nth Games, Inc.
DATE OF NAME CHANGE: 20141007
4
1
form4-05242019_010555.xml
X0306
4
2019-05-22
0001621672
Super League Gaming, Inc.
SLGG
0001704759
Stewart Robert B Jr
C/O SUPER LEAGUE GAMING, INC.
2906 COLORADO AVE.
SANTA MONICA
CA
90404
true
false
false
false
Common Stock
2019-05-22
4
P
0
500
8.2408
A
6955
D
Common Stock
104170
I
By the Robert B. Stewart, Jr. Separate Property Trust U/A/D 11/10/08
Common Stock
133334
I
By the Robert Stewart, Jr. ROTH IRA
Stock Option
0.30
2024-10-16
Common Stock
33334
33334
D
Common Stock Purchase Warrant
10.80
2017-07-01
2022-06-15
Common Stock
1334
1334
D
Common Stock Purchase Warrant
10.80
2017-07-01
2022-06-15
Common Stock
32000
32000
D
Common Stock Purchase Warrant
9.35
2018-05-28
2023-05-28
Common Stock
10843
10843
D
Common Stock Purchase Warrant
10.80
2018-03-30
2023-03-30
Common Stock
1852
1852
I
By the Robert B. Stewart Sole and Separate Property Trust
Includes 11,578 shares issued to the Robert B. Stewart, Jr. Separate Property Trust U/A/D 11/10/08 (the "Stewart Trust") upon conversion of 9.00% Secured Convertible Promissory Notes (the "Notes") previously issued to the Stewart Trust. The outstanding principal and all accrued but unpaid interest on the Notes were automatically converted into shares of the Issuer's common stock in connection with the Issuer's initial public offering on February 27, 2019.
Stock option vested in equal monthly installments over a 42 month period, and became fully vested on April 16, 2018.
/s/ Clayton Haynes, Attorney-in-Fact
2019-05-24