0001104659-19-060109.txt : 20191105
0001104659-19-060109.hdr.sgml : 20191105
20191105170205
ACCESSION NUMBER: 0001104659-19-060109
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191101
FILED AS OF DATE: 20191105
DATE AS OF CHANGE: 20191105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Evans Mikel Shane
CENTRAL INDEX KEY: 0001636107
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 191194142
MAIL ADDRESS:
STREET 1: C/O SUMMIT MATERIALS, INC.
STREET 2: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Materials, Inc.
CENTRAL INDEX KEY: 0001621563
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 471984212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-0012
MAIL ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
a4.xml
4
X0306
4
2019-11-01
0
0001621563
Summit Materials, Inc.
SUM
0001636107
Evans Mikel Shane
C/O SUMMIT MATERIALS, INC.
1550 WYNKOOP STREET, 3RD FLOOR
DENVER
CO
80202
0
1
0
0
See Remarks
Class A Common Stock
2019-11-01
4
S
0
11868
23.23
D
6288
D
Class A Common Stock
2019-11-01
4
M
0
107341
18
A
113629
D
Class A Common Stock
2019-11-01
4
M
0
132343
18
A
245972
D
Class A Common Stock
2019-11-01
4
M
0
14154
17.07
A
260126
D
Class A Common Stock
2019-11-01
4
S
0
239594
23.67
D
20532
D
Class A Common Stock
2019-11-01
4
S
0
14244
22.88
D
6288
D
Class A Common Stock
2019-11-01
4
C
0
78525
A
84813
D
Class A Common Stock
2019-11-01
4
S
0
78525
23.57
D
6288
D
Options (right to buy)
18
2019-11-01
4
M
0
107341
0
D
2025-03-11
Class A Common Stock
107341
0
D
Options (right to buy)
18
2019-11-01
4
M
0
132343
0
D
2025-03-11
Class A Common Stock
132343
0
D
Options (right to buy)
17.07
2019-11-01
4
M
0
14154
0
D
2026-02-24
Class A Common Stock
14154
0
D
LP Units of Summit Materials Holdings L.P.
2019-11-01
4
C
0
78525
0
D
Class A Common Stock
78525
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.79 to $23.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.97 to $23.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.79 to $22.965, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the Issuer's Class A common stock on a one-for-one basis.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.35 to $23.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Reflects the grant of 107,341 options that vested in four equal annual installments beginning on March 11, 2016.
Reflects the grant of 139,543 options that vested in four equal annual installments beginning on March 11, 2016.
Reflects the grant of 14,154 options that vested in three equal annual installments beginning on February 24, 2017.
Title: EVP & West Division President
/s/Anne Lee Benedict, as Attorney-in-Fact
2019-11-05