0000899243-16-033934.txt : 20161118
0000899243-16-033934.hdr.sgml : 20161118
20161118180054
ACCESSION NUMBER: 0000899243-16-033934
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161116
FILED AS OF DATE: 20161118
DATE AS OF CHANGE: 20161118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Materials, Inc.
CENTRAL INDEX KEY: 0001621563
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 471984212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-0012
MAIL ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Management Associates (Cayman) V-NQ L.P.
CENTRAL INDEX KEY: 0001636081
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 162008741
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-583-5000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Participation Partnership (Delaware) V-NQ L.P.
CENTRAL INDEX KEY: 0001636082
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 162008742
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-583-5000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER NAME:
FORMER CONFORMED NAME: Blackstone Participation Partnership (Cayman) V-NQ L.P.
DATE OF NAME CHANGE: 20150309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Summit BCP Intermediate Holdings GP, Ltd.
CENTRAL INDEX KEY: 0001636099
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 162008744
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-583-5000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Summit BCP Intermediate Holdings L.P.
CENTRAL INDEX KEY: 0001636102
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 162008745
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-583-5000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Capital Partners (Delaware) V-NQ L.P.
CENTRAL INDEX KEY: 0001636079
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 162008747
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-583-5000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER NAME:
FORMER CONFORMED NAME: Blackstone Capital Partners (Cayman) V-NQ L.P.
DATE OF NAME CHANGE: 20150309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCP V-NQ GP L.L.C.
CENTRAL INDEX KEY: 0001636115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 162008740
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-583-5000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone LR Associates (Cayman) V-NQ Ltd.
CENTRAL INDEX KEY: 0001636113
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 162008739
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-583-5000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Capital Partners (Delaware) NQ V-AC L.P.
CENTRAL INDEX KEY: 0001636076
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 162008746
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-583-5000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER NAME:
FORMER CONFORMED NAME: Blackstone Capital Partners (Cayman) NQ V-AC L.P.
DATE OF NAME CHANGE: 20150309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Family Investment Partnership (Delaware) V-NQ L.P.
CENTRAL INDEX KEY: 0001636080
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 162008743
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-583-5000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER NAME:
FORMER CONFORMED NAME: Blackstone Family Investment Partnership (Cayman) V-NQ L.P.
DATE OF NAME CHANGE: 20150309
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-16
1
0001621563
Summit Materials, Inc.
SUM
0001636079
Blackstone Capital Partners (Delaware) V-NQ L.P.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001636076
Blackstone Capital Partners (Delaware) NQ V-AC L.P.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001636102
Summit BCP Intermediate Holdings L.P.
C/O THE BLACKSTONE GROUP L.P
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001636099
Summit BCP Intermediate Holdings GP, Ltd.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001636080
Blackstone Family Investment Partnership (Delaware) V-NQ L.P.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001636082
Blackstone Participation Partnership (Delaware) V-NQ L.P.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001636081
Blackstone Management Associates (Cayman) V-NQ L.P.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001636115
BCP V-NQ GP L.L.C.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001636113
Blackstone LR Associates (Cayman) V-NQ Ltd.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
Class A Common Stock
2016-11-16
4
C
0
13349610
A
13349610
I
See Footnotes
Class A Common Stock
2016-11-16
4
S
0
13349610
21.87
D
0
I
See Footnotes
Class A Common Stock
2016-11-16
4
C
0
2814207
A
2814207
I
See Footnotes
Class A Common Stock
2016-11-16
4
S
0
2814207
21.87
D
0
I
See Footnotes
Class A Common Stock
2016-11-16
4
C
0
253891
A
253891
I
See Footnotes
Class A Common Stock
2016-11-16
4
S
0
253891
21.87
D
0
I
See Footnotes
Class A Common Stock
2016-11-16
4
C
0
21513
A
21513
I
See Footnotes
Class A Common Stock
2016-11-16
4
S
0
21513
21.87
D
0
I
See Footnotes
Class A Common Stock
2016-11-16
4
C
0
12501
A
12501
I
See Footnotes
Class A Common Stock
2016-11-16
4
S
0
12501
21.87
D
0
I
See Footnotes
LP Units of Summit Materials Holdings L.P.
2016-11-16
4
C
0
13349610
D
Class A Common Stock
13349610
0
I
See Footnotes
LP Units of Summit Materials Holdings L.P.
2016-11-16
4
C
0
2814207
D
Class A Common Stock
2814207
0
I
See Footnotes
LP Units of Summit Materials Holdings L.P.
2016-11-16
4
C
0
253891
D
Class A Common Stock
253891
0
I
See Footnotes
LP Units of Summit Materials Holdings L.P.
2016-11-16
4
C
0
21513
D
Class A Common Stock
21513
0
I
See Footnotes
LP Units of Summit Materials Holdings L.P.
2016-11-16
4
C
0
12501
D
Class A Common Stock
12501
0
I
See Footnotes
Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, limited partnership units of Summit Materials Holdings L.P. ("LP Units") held by the Reporting Persons are exchangeable for shares of the issuer's Class A common stock ("Common Stock") on a one-for-one basis.
This amount represents the $22.10 public offering price per share of Common Stock, less the underwriting discount of $0.23 per share of Common Stock.
Reflects securities of the issuer held directly by Blackstone Capital Partners (Delaware) V-NQ L.P.
Reflects securities of the issuer held directly by Blackstone Capital Partners (Delaware) NQ V-AC L.P.
Reflects securities of the issuer held directly by Summit BCP Intermediate Holdings L.P. The general partner of Summit BCP Intermediate Holdings L.P. is Summit BCP Intermediate Holdings GP, Ltd. Summit BCP Intermediate Holdings GP, Ltd. is owned by Blackstone Capital Partners (Delaware) V-NQ L.P., Blackstone Capital Partners (Delaware) NQ V-AC L.P., Blackstone Family Investment Partnership (Delaware) V-NQ L.P. and Blackstone Participation Partnership (Delaware) V-NQ L.P.
Reflects securities of the issuer held directly by Blackstone Family Investment Partnership (Delaware) V-NQ L.P.
Reflects securities of the issuer held directly by Blackstone Participation Partnership (Delaware) V-NQ L.P. (collectively with Blackstone Capital Partners (Delaware) V-NQ L.P., Blackstone Capital Partners (Delaware) NQ V-AC L.P., Summit BCP Intermediate Holdings L.P. and Blackstone Family Investment Partnership (Delaware) V-NQ L.P., the "Blackstone Funds").
The general partner of each of Blackstone Capital Partners (Delaware) V-NQ L.P. and Blackstone Capital Partners (Delaware) NQ V-AC L.P. is Blackstone Management Associates (Cayman) V-NQ L.P. The general partners of each of Blackstone Management Associates (Cayman) V-NQ L.P., Blackstone Family Investment Partnership (Delaware) V-NQ L.P. and Blackstone Participation Partnership (Delaware) V-NQ L.P. are Blackstone LR Associates (Cayman) V-NQ Ltd. and BCP V-NQ GP L.L.C.
Blackstone Holdings II L.P. is the sole member of BCP V-NQ GP L.L.C. and the controlling shareholder of Blackstone LR Associates (Cayman) V-NQ Ltd. The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP Inc. The sole shareholder of Blackstone Holdings I/II GP Inc. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
Due to the limitations of the electronic filing system Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman are filing a separate Form 4.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Each of the Reporting Persons (other than the Blackstone Funds to the extent they directly hold securities reported herein), disclaims beneficial ownership of the securities held by the Blackstone Funds, except to the extent of such Reporting Person's pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than the Blackstone Funds to the extent they directly hold securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
BLACKSTONE CAPITAL PARTNERS (DELAWARE) V-NQ L.P., By: Blackstone Management Associates (Cayman) V-NQ L.P., its general partner, By: BCP V-NQ GP L.L.C., its general partner, By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer
2016-11-18
BLACKSTONE CAPITAL PARTNERS (DELAWARE) NQ V-AC L.P., By: Blackstone Management Associates (Cayman) V-NQ L.P., its general partner, By: BCP V-NQ GP L.L.C., its general partner, By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer
2016-11-18
SUMMIT BCP INTERMEDIATE HOLDINGS L.P., By: Summit BCP Intermediate Holdings GP, Ltd., its general partner, By: /s/ Neil P. Simpkins, Name: Neil P. Simpkins, Title: Director
2016-11-18
SUMMIT BCP INTERMEDIATE HOLDINGS GP, LTD., By: Neil P. Simpkins, Name: Neil P. Simpkins, Title: Director
2016-11-18
BLACKSTONE FAMILY INVESTMENT PARTNERSHIP (DELAWARE) V-NQ L.P., By: BCP V-NQ GP L.L.C., its general partner, By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer
2016-11-18
BLACKSTONE PARTICIPATION PARTNERSHIP (DELAWARE) V-NQ L.P., By: BCP V-NQ GP L.L.C., its general partner, By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer
2016-11-18
BLACKSTONE MANAGEMENT ASSOCIATES (CAYMAN) V-NQ L.P., By: BCP V-NQ GP L.L.C., its general partner, By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer
2016-11-18
BCP V-NQ GP L.L.C., By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer
2016-11-18
BLACKSTONE LR ASSOCIATES (CAYMAN) V-NQ LTD., By: /s/ John G. Finley, Name: John G. Finley, Title: CLO, Chief Administrative Officer
2016-11-18