0001477932-20-002682.txt : 20200514 0001477932-20-002682.hdr.sgml : 20200514 20200514170446 ACCESSION NUMBER: 0001477932-20-002682 CONFORMED SUBMISSION TYPE: NT 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alternus Energy Inc. CENTRAL INDEX KEY: 0001621499 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 464996419 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-56085 FILM NUMBER: 20878788 BUSINESS ADDRESS: STREET 1: ONE WORLD TRADE CENTER STREET 2: SUITE 8500 CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 212-220-7434 MAIL ADDRESS: STREET 1: ONE WORLD TRADE CENTER STREET 2: SUITE 8500 CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: Power Clouds Inc. DATE OF NAME CHANGE: 20161020 FORMER COMPANY: FORMER CONFORMED NAME: World Assurance Group, Inc. DATE OF NAME CHANGE: 20141003 NT 10-K/A 1 altn_nt10ka.htm NT 10-K/A altn_nt10k.htm

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

 

☒     Form 10-K

☐     Form 20-F 

☐     Form 11-K      

☐     Form 10-Q  

☐     Form N-CEN  

☐      Form N-CSR 

 

For Period Ended: December 31, 2019                                      

 

 

☐

 Transition Report on Form 10-K

☐

 Transition Report on Form 20-F

☐

 Transition Report on Form 11-K

☐

 Transition Report on Form 10-Q

 

 

For the Transition Period Ended: _______________________

  

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: ____________________

  

PART I — REGISTRANT INFORMATION

 

Full Name of Registrant

Alternus Energy Inc.

 

 

Former Name if Applicable

 

Address of Principal Executive Office

One World Trade Center, Suite 8500

City, State and Zip Code

New York, New York 10007

 

 

 

 

PART II — RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25 (b), the following should be completed. (Check box if appropriate)

 

☒

(a) 

The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

 

 

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

 

(c) 

The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III — NARRATIVE

 

State below in reasonable detail why Form 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

The registrant is not able to timely file its requisite annual report on Form 10-K for the fiscal year ended December 31, 2019 by the extended due date without incurring undue hardship and expense. The registrant has been negatively impacted by government imposed restrictions due to the coronavirus (COVID-19) pandemic, which has contributed to the delay in compiling and completing the registrant’s annual report. The registrant reasonably believes that it will be able to complete and file its Form 10-K for December 31, 2019 within the prescribed extension period.

 

PART IV — OTHER INFORMATION

 

(1)

Name and telephone number of person to contact in regard to this notification

  

Vincent Browne

 

(212)

 

220-7434

(Name)

 

(Area Code) 

 

(Telephone Number)

 

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). ☒ Yes    ☐ No

 

 

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ☐ Yes     ☒ No

  

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

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Alternus Energy Inc.

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: May 14, 2020

By:

/s/ Vincent Browne

 

 

 

Vincent Browne,

Chief Executive Officer

 

INSTRUCTION: This form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

 

ATTENTION

 

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

 

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