0001104659-16-160132.txt : 20161201 0001104659-16-160132.hdr.sgml : 20161201 20161201163050 ACCESSION NUMBER: 0001104659-16-160132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161129 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Adaptimmune Therapeutics PLC CENTRAL INDEX KEY: 0001621227 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 101 PARK DRIVE STREET 2: MILTON PARK CITY: ABINGDON, OXFORDSHIRE STATE: X0 ZIP: OX14 4RY BUSINESS PHONE: 44 1235 430000 MAIL ADDRESS: STREET 1: 101 PARK DRIVE STREET 2: MILTON PARK CITY: ABINGDON, OXFORDSHIRE STATE: X0 ZIP: OX14 4RY FORMER COMPANY: FORMER CONFORMED NAME: Adaptimmune Ltd DATE OF NAME CHANGE: 20141001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kerr Giles Francis Bertram CENTRAL INDEX KEY: 0001689112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37368 FILM NUMBER: 162028649 MAIL ADDRESS: STREET 1: THE OLD VICARAGE, LOWER GREEN STREET 2: TOWERSEY, THAME CITY: OXFORDSHIRE STATE: X0 ZIP: OX9 3QW 4 1 a4.xml 4 X0306 4 2016-11-29 0 0001621227 Adaptimmune Therapeutics PLC ADAP 0001689112 Kerr Giles Francis Bertram THE OLD VICARAGE, LOWER GREEN, TOWERSEY, THAME OXFORDSHIRE X0 OX9 3QW UNITED KINGDOM 1 0 0 0 Option to purchase Ordinary Shares 0.81 2016-11-29 4 A 0 288000 0 A 2026-11-29 Ordinary Shares 288000 288000 D The exercise price was converted from GBP0.65 based on the closing midpoint exchange rate for the U.S. dollar on the trading day prior to the date of grant listed in the Financial Times. The actual exercise price will be the pounds sterling amount. Exercisable as to 72,000 Ordinary Shares on November 29, 2017 and will be exercisable as to the remainder in monthly installments of 9,000 Ordinary Shares on the twenty-ninth of each month from December 29, 2017 through November 29, 2019. /s/ Giles Francis Bertram Kerr 2016-12-01