0001104659-16-160132.txt : 20161201
0001104659-16-160132.hdr.sgml : 20161201
20161201163050
ACCESSION NUMBER: 0001104659-16-160132
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161129
FILED AS OF DATE: 20161201
DATE AS OF CHANGE: 20161201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Adaptimmune Therapeutics PLC
CENTRAL INDEX KEY: 0001621227
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 101 PARK DRIVE
STREET 2: MILTON PARK
CITY: ABINGDON, OXFORDSHIRE
STATE: X0
ZIP: OX14 4RY
BUSINESS PHONE: 44 1235 430000
MAIL ADDRESS:
STREET 1: 101 PARK DRIVE
STREET 2: MILTON PARK
CITY: ABINGDON, OXFORDSHIRE
STATE: X0
ZIP: OX14 4RY
FORMER COMPANY:
FORMER CONFORMED NAME: Adaptimmune Ltd
DATE OF NAME CHANGE: 20141001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kerr Giles Francis Bertram
CENTRAL INDEX KEY: 0001689112
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37368
FILM NUMBER: 162028649
MAIL ADDRESS:
STREET 1: THE OLD VICARAGE, LOWER GREEN
STREET 2: TOWERSEY, THAME
CITY: OXFORDSHIRE
STATE: X0
ZIP: OX9 3QW
4
1
a4.xml
4
X0306
4
2016-11-29
0
0001621227
Adaptimmune Therapeutics PLC
ADAP
0001689112
Kerr Giles Francis Bertram
THE OLD VICARAGE, LOWER GREEN,
TOWERSEY, THAME
OXFORDSHIRE
X0
OX9 3QW
UNITED KINGDOM
1
0
0
0
Option to purchase Ordinary Shares
0.81
2016-11-29
4
A
0
288000
0
A
2026-11-29
Ordinary Shares
288000
288000
D
The exercise price was converted from GBP0.65 based on the closing midpoint exchange rate for the U.S. dollar on the trading day prior to the date of grant listed in the Financial Times. The actual exercise price will be the pounds sterling amount.
Exercisable as to 72,000 Ordinary Shares on November 29, 2017 and will be exercisable as to the remainder in monthly installments of 9,000 Ordinary Shares on the twenty-ninth of each month from December 29, 2017 through November 29, 2019.
/s/ Giles Francis Bertram Kerr
2016-12-01