0001621129-23-000003.txt : 20230510
0001621129-23-000003.hdr.sgml : 20230510
20230510102920
ACCESSION NUMBER: 0001621129-23-000003
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20230427
DATE AS OF CHANGE: 20230510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: S.B. Clark, Inc.
CENTRAL INDEX KEY: 0001621129
IRS NUMBER: 841584938
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01378
FILM NUMBER: 23904819
BUSINESS ADDRESS:
STREET 1: 450 E. 17TH AVE. UNIT 310
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 303-794-0257
MAIL ADDRESS:
STREET 1: 450 E. 17TH AVE. UNIT 310
CITY: DENVER
STATE: CO
ZIP: 80203
MA-A
1
primary_doc.xml
MA-A
0001621129
XXXXXXXX
Stephen B. Clark
303-794-3956
steve@sbclarkinc.com
barrett@sbclarkinc.com
12-31-2017
Y
S.B. Clark, Inc.
S.B. Clark Companies
84-1584938
866-00511-00
867-01378
999 18th St, Suite 1440-S
DENVER
CO
80202
303-794-0257
N
www.sbclarkinc.com
Stephen
Bruce
Clark
303-794-3956
steve@sbclarkinc.com
Barrett
Lee
Lucero
450 E. 17th Ave. Unit 310
DENVER
CO
80203
303-867-5441
barrett@sbclarkinc.com
December
CO
04-04-2001
N
7
3
0
0
0
27
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Use Of MD
Advice On Selection
Y
Y
Consultant to Low-Income Housing Tax Credit and New Markets Tax Credit sponsors as well as state and local government bond issuers and non-profits using tax-exempt financing.
N
0
N
N
N
N
N
N
N
N
N
N
N
N
N
This form reflects the firm as of 12/31/2016
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Betsy
Buck
Clark
Secretary of Corporation
04-04-2001
B
Y
000000000
Stephen
Bruce
Clark
Vice President and Chief Compliance Officer
07-15-2015
B
Y
848503
Laura
Elizabeth
Clark
President
01-15-2015
C
Y
000000000
Monica
Clark
Petersen
CEO
01-01-2018
C
Y
000000000
Amend
Betsy
Buck
Clark
Secretary of Corporation
04-04-2001
C
Y
000000000
Amend
Stephen
Bruce
Clark
Vice President and Chief Compliance Officer
07-15-2015
C
Y
848503
Amend
Laura
Elizabeth
Clark
President
01-15-2012
C
Y
000000000
Delete
Monica
Clark
Petersen
CEO
01-01-2018
C
Y
000000000
Barrett Lucero
Barrett Lucero
Director of Operations, Optional Regulatory Contact
04-27-2023
N
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N