0001621129-21-000001.txt : 20210401 0001621129-21-000001.hdr.sgml : 20210401 20210401152108 ACCESSION NUMBER: 0001621129-21-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210331 DATE AS OF CHANGE: 20210401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S.B. Clark, Inc. CENTRAL INDEX KEY: 0001621129 IRS NUMBER: 841584938 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01378 FILM NUMBER: 21797742 BUSINESS ADDRESS: STREET 1: 999 18TH STREET, SUITE 1440-S CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-794-3956 MAIL ADDRESS: STREET 1: 999 18TH STREET, SUITE 1440-S CITY: DENVER STATE: CO ZIP: 80202 MA-A 1 primary_doc.xml MA-A 0001621129 XXXXXXXX Stephen B. Clark 303-794-3956 steve@sbclarkinc.com barrett@sbclarkinc.com 12-31-2020 Y S.B. Clark, Inc. S.B. Clark Companies 84-1584938 866-00511-00 867-01378 303-794-3956 Y 18601 GREEN VALLEY RANCH BLVD STE 108 #511 DENVER CO 80249 www.sbclarkinc.com Stephen Bruce Clark 303-794-3956 steve@sbclarkinc.com Barrett Lee Lucero 303-867-5441 barrett@sbclarkinc.com December CO 04-04-2001 N 9 6 0 0 0 27 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Use Of MD Advice On Selection Y Y Consultant to Low-Income Housing Tax Credit and New Markets Tax Credit sponsors as well as state and local government bond issuers and non-profits using tax-exempt financing. N 0 N N N N N N N N N N N N N Due to COVID 19, we currently work completely remotely but will be looking to new physical office space in 2021. The address provided as the physical address is residence of our Chief Compliance Officer. The mailing address is our temporary mailing address. We also wanted to update our number of employees - we have 9 employees, plus one clerical employee. 6 of our employees give municipal advice and have all passed the Series 50. N N N N N N N N N N N N N N N N N N N N N N N N Y N Betsy Buck Clark Secretary of Corporation 04-04-2001 B Y 000000000 Stephen Bruce Clark Vice President and Chief Compliance Officer 07-15-2015 B Y 848503 Laura Elizabeth Clark President 01-15-2015 C Y 000000000 Monica Clark Petersen Owner 01-01-2018 C Y 000000000 Betsy Buck Clark Secretary of Corporation 04-04-2001 B Y 000000000 Stephen Bruce Clark Vice President and Chief Compliance Officer 07-15-2015 B Y 848503 Laura Elizabeth Clark President 01-15-2015 C Y 000000000 Monica Clark Petersen Owner 01-01-2018 C Y 000000000 Barrett Lucero Barrett Lucero Optional Regulatory Contact 03-31-2021 N N Y N N Y N N Y N N N N N N N N N N N N