0001621129-20-000003.txt : 20201207
0001621129-20-000003.hdr.sgml : 20201207
20201207163036
ACCESSION NUMBER: 0001621129-20-000003
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20201203
DATE AS OF CHANGE: 20201207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: S.B. Clark, Inc.
CENTRAL INDEX KEY: 0001621129
IRS NUMBER: 841584938
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01378
FILM NUMBER: 201373060
BUSINESS ADDRESS:
STREET 1: 999 18TH STREET, SUITE 1440-S
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-794-3956
MAIL ADDRESS:
STREET 1: 999 18TH STREET, SUITE 1440-S
CITY: DENVER
STATE: CO
ZIP: 80202
MA/A
1
primary_doc.xml
MA/A
0001621129
XXXXXXXX
Stephen B. Clark
303-794-3956
steve@sbclarkinc.com
barrett@sbclarkinc.com
S.B. Clark, Inc.
S.B. Clark Companies
84-1584938
866-00511-00
867-01378
303-794-3956
Y
18601 GREEN VALLEY RANCH BLVD
STE 108 #511
DENVER
CO
80249
www.sbclarkinc.com
Stephen
Bruce
Clark
303-794-3956
steve@sbclarkinc.com
Barrett
Lee
Lucero
303-867-5441
barrett@sbclarkinc.com
December
CO
04-04-2001
N
8
6
0
0
0
22
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Use Of MD
Advice On Selection
Y
Y
Consultant to Low-Income Housing Tax Credit and New Markets Tax Credit sponsors as well as state and local government bond issuers and non-profits using tax-exempt financing.
N
0
N
N
N
N
N
N
N
N
N
N
N
N
N
Due to COVID 19, we currently work completely remotely but will be looking to new physical office space in 2021. The address provided as the physical address is residence of our Chief Compliance Officer. The mailing address is our temporary mailing address. We also wanted to update our number of employees - we have 8 employees, plus one clerical employee. 6 of our employees give municipal advice and have all passed the Series 50.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Betsy
Buck
Clark
Secretary of Corporation
04-04-2001
B
Y
000000000
Stephen
Bruce
Clark
Vice President and Chief Compliance Officer
07-15-2015
B
Y
848503
Laura
Elizabeth
Clark
President
01-15-2015
C
Y
000000000
Monica
Clark
Petersen
Owner
01-01-2018
C
Y
000000000
Betsy
Buck
Clark
Secretary of Corporation
04-04-2001
B
Y
000000000
Stephen
Bruce
Clark
Vice President and Chief Compliance Officer
07-15-2015
B
Y
848503
Laura
Elizabeth
Clark
President
01-15-2015
C
Y
000000000
Monica
Clark
Petersen
Owner
01-01-2018
C
Y
000000000
Barrett Lucero
Barrett Lucero
Optional Regulatory Contact
12-03-2020
N
N
Y
N
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N