0001209191-19-018523.txt : 20190311 0001209191-19-018523.hdr.sgml : 20190311 20190311171730 ACCESSION NUMBER: 0001209191-19-018523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190307 FILED AS OF DATE: 20190311 DATE AS OF CHANGE: 20190311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clancey Gerald L. CENTRAL INDEX KEY: 0001621024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38510 FILM NUMBER: 19673117 MAIL ADDRESS: STREET 1: 8834 MAYFIELD ROAD CITY: CHESTERLAND STATE: OH ZIP: 44026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Covia Holdings Corp CENTRAL INDEX KEY: 0001722287 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 132656671 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 SUMMIT PARK DRIVE STREET 2: SUITE 700 CITY: INDEPENDENCE STATE: OH ZIP: 44131 BUSINESS PHONE: (800) 255-7263 MAIL ADDRESS: STREET 1: 3 SUMMIT PARK DRIVE STREET 2: SUITE 700 CITY: INDEPENDENCE STATE: OH ZIP: 44131 FORMER COMPANY: FORMER CONFORMED NAME: Unimin Corp DATE OF NAME CHANGE: 20171109 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-07 0 0001722287 Covia Holdings Corp CVIA 0001621024 Clancey Gerald L. 3 SUMMIT PARK DRIVE SUITE 700 INDEPENDENCE OH 44131 0 1 0 0 EVP & Chief Commercial Officer Common Stock 2019-03-07 4 S 0 1260 4.122 D 128567 D Common Stock 505811 I Gerald L. Clancey Trust No. 1 Common Stock 20087 I Gerald L. Clancey Grantor Retained Annuity Trust No. 1 Common Stock 88400 I Gerald L. Clancey Irrevocable Trust dated December 13, 2012 Common Stock 88400 I The Connie J. Clancey Irrevocable Trust for the benefit of Gerald L. Clancey Common Stock 65286 I By 401(k) Plan Employee Stock Option (Right to Buy) 7.15 2019-10-01 Common Stock 74800 74800 D Employee Stock Option (Right to Buy) 17.85 2020-12-07 Common Stock 51000 51000 D Employee Stock Option (Right to Buy) 52.30 2023-12-10 Common Stock 17000 17000 D Employee Stock Option (Right to Buy) 80.00 2024-10-02 Common Stock 7140 7140 D Employee Stock Option (Right to Buy) 44.15 2019-12-31 2025-05-15 Common Stock 8800 8800 D Employee Stock Option (Right to Buy) 10.20 2026-03-01 Common Stock 14400 14400 D Employee Stock Option (Right to Buy) 50.15 2027-03-01 Common Stock 4480 4480 D The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Covia Holdings Corporation 2018 Omnibus Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 4,350 restricted stock units. No transaction is being reported on this line. Reported on a previously filed Form 3. Immediately exercisable. Two-thirds of this option is immediately exercisable. The remaining one-third of the option will vest on March 1, 2020. /s/ Gerald L. Clancey, by Gregory S. Harvey, his attorney-in-fact pursuant to Power of Attorney dated May 23, 2018 on file with the Commission 2019-03-11