0001620861-19-000005.txt : 20190923
0001620861-19-000005.hdr.sgml : 20190923
20190923125455
ACCESSION NUMBER: 0001620861-19-000005
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
BOURKE,MICHAEL,ERIC,
FILED AS OF DATE: 20190923
DATE AS OF CHANGE: 20190923
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NW Financial Group, LLC
CENTRAL INDEX KEY: 0001620861
IRS NUMBER: 223444516
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04159
FILM NUMBER: 191107268
BUSINESS ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
BUSINESS PHONE: 201-656-0115
MAIL ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
MA-I
1
primary_doc.xml
MA-I
0001620861
XXXXXXXX
Lisa Petrosky-Muckle
2016560115
lpetrosky@nwfinancial.com
lpetrosky@nwfinancial.com
N
N
Michael
Eric
Bourke
7080628
N
1
0001620861
NW Financial Group, LLC
09-03-2019
N
867-01103
LOCATED
09-03-2019
2 HUDSON PLACE
3RD FLOOR
HOBOKEN
NJ
07030
Mike
E
Bourke
09-2018
NW Financial Group, LLC
Hoboken
NJ
07030
Y
N
Analyst
06-2018
08-2018
UNEMPLOYED
SOUTH ORANGE
NJ
07079
N
N
unemployed
09-2014
05-2018
UNIVERSITY OF NEW HAVEN
WEST HAVEN
CT
06516
N
N
Full Time Student
09-2012
08-2014
THE HUN SCHOOL
PRINCETON
NJ
08540
N
N
High School Student
09-2009
08-2012
SETON HALL PREP
WEST ORANGE
NJ
07052
N
N
Student
09-2004
08-2009
ST ROSE OF LIMA ACCADEMY
MILBURN
NJ
07078
N
N
Student
Y
09-2018
NW Capital Markets Inc.
2 Hudson place
3rd Floor
Hoboken
NJ
07030
N
Y
Broker-Dealer
Analyst
10
Analyical
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-23-2019
Lisa Petrosky-Muckle
Managing Director