0001620861-19-000005.txt : 20190923 0001620861-19-000005.hdr.sgml : 20190923 20190923125455 ACCESSION NUMBER: 0001620861-19-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 BOURKE,MICHAEL,ERIC, FILED AS OF DATE: 20190923 DATE AS OF CHANGE: 20190923 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NW Financial Group, LLC CENTRAL INDEX KEY: 0001620861 IRS NUMBER: 223444516 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04159 FILM NUMBER: 191107268 BUSINESS ADDRESS: STREET 1: 2 HUDSON PLACE STREET 2: 3RD FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 BUSINESS PHONE: 201-656-0115 MAIL ADDRESS: STREET 1: 2 HUDSON PLACE STREET 2: 3RD FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 MA-I 1 primary_doc.xml MA-I 0001620861 XXXXXXXX Lisa Petrosky-Muckle 2016560115 lpetrosky@nwfinancial.com lpetrosky@nwfinancial.com N N Michael Eric Bourke 7080628 N 1 0001620861 NW Financial Group, LLC 09-03-2019 N 867-01103 LOCATED 09-03-2019 2 HUDSON PLACE 3RD FLOOR HOBOKEN NJ 07030 Mike E Bourke 09-2018 NW Financial Group, LLC Hoboken NJ 07030 Y N Analyst 06-2018 08-2018 UNEMPLOYED SOUTH ORANGE NJ 07079 N N unemployed 09-2014 05-2018 UNIVERSITY OF NEW HAVEN WEST HAVEN CT 06516 N N Full Time Student 09-2012 08-2014 THE HUN SCHOOL PRINCETON NJ 08540 N N High School Student 09-2009 08-2012 SETON HALL PREP WEST ORANGE NJ 07052 N N Student 09-2004 08-2009 ST ROSE OF LIMA ACCADEMY MILBURN NJ 07078 N N Student Y 09-2018 NW Capital Markets Inc. 2 Hudson place 3rd Floor Hoboken NJ 07030 N Y Broker-Dealer Analyst 10 Analyical N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-23-2019 Lisa Petrosky-Muckle Managing Director