0001620861-18-000021.txt : 20180829 0001620861-18-000021.hdr.sgml : 20180829 20180829183156 ACCESSION NUMBER: 0001620861-18-000021 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LITZEBAUER,HEATHER,ILAH, FILED AS OF DATE: 20180828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NW Financial Group, LLC CENTRAL INDEX KEY: 0001620861 IRS NUMBER: 223444516 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04159 FILM NUMBER: 181045203 BUSINESS ADDRESS: STREET 1: 2 HUDSON PLACE STREET 2: 3RD FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 BUSINESS PHONE: 201-656-0115 MAIL ADDRESS: STREET 1: 2 HUDSON PLACE STREET 2: 3RD FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 MA-I/A 1 primary_doc.xml MA-I/A 0001620861 XXXXXXXX Lisa Petrosky-Muckle 2016560115 lpetrosky@nwfinancial.com lpetrosky@nwfinancial.com Y N Heather Ilah Litzebauer 005264742 N 1 0001620861 NW Financial Group, LLC 08-22-2005 N 09-26-2014 0001620861 LOCATED SUPERVISED 08-22-2005 2 HUDSON PLACE 3RD FLOOR HOBOKEN NJ 07030 08-2005 NW Financial Group, LLC Hoboken NJ 07030 Y N Managing Director 09-2001 05-2005 Susquehanna University Selinsgrove PA 17870 N N Student Y 12-2006 NW Capital Markets Inc. 2 Hudson Place 3rd floor Hoboken NJ 07030 N Y Registered Broker/Dealer Sr. Vice President 64 public finance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-28-2018 Lisa Petrosky-Muckle Managing Director