0001620861-18-000021.txt : 20180829
0001620861-18-000021.hdr.sgml : 20180829
20180829183156
ACCESSION NUMBER: 0001620861-18-000021
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
LITZEBAUER,HEATHER,ILAH,
FILED AS OF DATE: 20180828
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NW Financial Group, LLC
CENTRAL INDEX KEY: 0001620861
IRS NUMBER: 223444516
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04159
FILM NUMBER: 181045203
BUSINESS ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
BUSINESS PHONE: 201-656-0115
MAIL ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
MA-I/A
1
primary_doc.xml
MA-I/A
0001620861
XXXXXXXX
Lisa Petrosky-Muckle
2016560115
lpetrosky@nwfinancial.com
lpetrosky@nwfinancial.com
Y
N
Heather
Ilah
Litzebauer
005264742
N
1
0001620861
NW Financial Group, LLC
08-22-2005
N
09-26-2014
0001620861
LOCATED
SUPERVISED
08-22-2005
2 HUDSON PLACE
3RD FLOOR
HOBOKEN
NJ
07030
08-2005
NW Financial Group, LLC
Hoboken
NJ
07030
Y
N
Managing Director
09-2001
05-2005
Susquehanna University
Selinsgrove
PA
17870
N
N
Student
Y
12-2006
NW Capital Markets Inc.
2 Hudson Place
3rd floor
Hoboken
NJ
07030
N
Y
Registered Broker/Dealer
Sr. Vice President
64
public finance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-28-2018
Lisa Petrosky-Muckle
Managing Director