0001620861-14-000019.txt : 20141125 0001620861-14-000019.hdr.sgml : 20141125 20141125163436 ACCESSION NUMBER: 0001620861-14-000019 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NW Financial Group, LLC CENTRAL INDEX KEY: 0001620861 IRS NUMBER: 223444516 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04159 FILM NUMBER: 141250043 BUSINESS ADDRESS: STREET 1: 2 HUDSON PLACE STREET 2: 3RD FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 BUSINESS PHONE: 201-656-0115 MAIL ADDRESS: STREET 1: 2 HUDSON PLACE STREET 2: 3RD FLOOR CITY: HOBOKEN STATE: NJ ZIP: 07030 MA-I 1 primary_doc.xml MA-I 0001620861 XXXXXXXX Lisa Petrosky-Muckle 2016560115 lpetrosky@nwfinancial.com lpetrosky@nwfinancial.com N John Edward McCormac 001780234 N 1 0001620861 NW Financial Group, LLC 10-01-2014 N 09-26-2014 0001620861 LOCATED SUPERVISED 10-01-2014 2 HUDSON PLACE 3RD FLOOR HOBOKEN NJ 07030 02-2007 NW Financial Group, LLC Hoboken NJ 07030 Y N Managing Director 01-2006 12-2006 Ryan Beck & Co Florham Park NJ 07068 N Y investment banker 01-2002 01-2006 STATE OF NEW JERSEY TRENTON NJ 08608 N N STATE TREAUSER Y 02-2007 NW CAPITAL MARKETS INC 2 HUDSON PLACE 3RD FLOOR HOBOKEN NJ 07030 N Y REGISTERED BROKER/DEALER MANAGING DIRECTOR 20 PUBLIC FINANCE 01-2006 THE MCCORMAC GROUP LLC 94 GREEN STREET WOODBRIDGE NJ 07095 N N BUSINESS DEVELOPMENT PRESIDENT 4 ASSIST CLIENTS WITH OBTAINING BUSINESS 11-2006 TOWNSHIP OF WOODBRIDGE MAIN STREET WOODBRIDGE NJ 07095 N N TOWNSHIP MAYOR 100 MAYOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-17-2014 Lisa Petrosky-Muckle Sr. Vice President