0001620861-14-000019.txt : 20141125
0001620861-14-000019.hdr.sgml : 20141125
20141125163436
ACCESSION NUMBER: 0001620861-14-000019
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141017
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NW Financial Group, LLC
CENTRAL INDEX KEY: 0001620861
IRS NUMBER: 223444516
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04159
FILM NUMBER: 141250043
BUSINESS ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
BUSINESS PHONE: 201-656-0115
MAIL ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
MA-I
1
primary_doc.xml
MA-I
0001620861
XXXXXXXX
Lisa Petrosky-Muckle
2016560115
lpetrosky@nwfinancial.com
lpetrosky@nwfinancial.com
N
John
Edward
McCormac
001780234
N
1
0001620861
NW Financial Group, LLC
10-01-2014
N
09-26-2014
0001620861
LOCATED
SUPERVISED
10-01-2014
2 HUDSON PLACE
3RD FLOOR
HOBOKEN
NJ
07030
02-2007
NW Financial Group, LLC
Hoboken
NJ
07030
Y
N
Managing Director
01-2006
12-2006
Ryan Beck & Co
Florham Park
NJ
07068
N
Y
investment banker
01-2002
01-2006
STATE OF NEW JERSEY
TRENTON
NJ
08608
N
N
STATE TREAUSER
Y
02-2007
NW CAPITAL MARKETS INC
2 HUDSON PLACE
3RD FLOOR
HOBOKEN
NJ
07030
N
Y
REGISTERED BROKER/DEALER
MANAGING DIRECTOR
20
PUBLIC FINANCE
01-2006
THE MCCORMAC GROUP LLC
94 GREEN STREET
WOODBRIDGE
NJ
07095
N
N
BUSINESS DEVELOPMENT
PRESIDENT
4
ASSIST CLIENTS WITH OBTAINING BUSINESS
11-2006
TOWNSHIP OF WOODBRIDGE
MAIN STREET
WOODBRIDGE
NJ
07095
N
N
TOWNSHIP
MAYOR
100
MAYOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-17-2014
Lisa Petrosky-Muckle
Sr. Vice President