0001620861-14-000015.txt : 20141125
0001620861-14-000015.hdr.sgml : 20141125
20141125163525
ACCESSION NUMBER: 0001620861-14-000015
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141017
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NW Financial Group, LLC
CENTRAL INDEX KEY: 0001620861
IRS NUMBER: 223444516
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04159
FILM NUMBER: 141250055
BUSINESS ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
BUSINESS PHONE: 201-656-0115
MAIL ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
MA-I
1
primary_doc.xml
MA-I
0001620861
XXXXXXXX
Lisa Petrosky-Muckle
20165650115
lpetrosky@nwfinancial.com
lpetrosky@nwfinancial.com
N
Dennis
Joseph
Enright
000502348
N
1
0001620861
NW Financial Group, LLC
04-30-1996
N
09-26-2014
0001620861
LOCATED
SUPERVISED
04-30-1996
2 HUDSON PLACE
3RD FLOOR
HOBOKEN
NJ
07030
04-1996
NW Financial Group, LLC
Hoboken
NJ
07303
Y
N
Principal
Y
02-1985
NW Capital Markets Inc.
2 Hudson Place
3rd Floor
Hoboken
NJ
07030
N
Y
Registered Broker/Dealer
Principal
80
public finance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-17-2014
Lisa Petrosky-Muckle
SR. Vice President