0001620861-14-000002.txt : 20141125
0001620861-14-000002.hdr.sgml : 20141125
20141125163756
ACCESSION NUMBER: 0001620861-14-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141016
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NW Financial Group, LLC
CENTRAL INDEX KEY: 0001620861
IRS NUMBER: 223444516
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04159
FILM NUMBER: 141250094
BUSINESS ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
BUSINESS PHONE: 201-656-0115
MAIL ADDRESS:
STREET 1: 2 HUDSON PLACE
STREET 2: 3RD FLOOR
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
MA-I
1
primary_doc.xml
MA-I
0001620861
XXXXXXXX
Lisa Petrosky-Muckle
201-656-0115
lpetrosky@nwfinancial.com
lpetrosky@nwfinancial.com
N
Daniel
Charles
Mariniello
002937534
N
1
0001620861
NW Financial Group, LLC
03-10-1997
N
09-26-2014
0001620861
LOCATED
SUPERVISED
03-10-1997
2 HUDSON PLACE
3RD FLOOR
HOBOKEN
NJ
07030
03-1997
NW Financial Group, LLC
Hoboken
NJ
07030
Y
N
Principal
Y
03-1997
NW Capital Markets Inc.
2 Hudson Place
3rd Floor
Hoboken
NJ
07030
N
Y
Registered Broker/Dealer
President
32
public finance
N
N
N
N
N
N
N
N
N
N
N
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N
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N
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N
N
N
N
N
N
N
N
N
N
N
N
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N
N
N
N
N
N
N
N
N
N
N
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N
N
10-16-2014
Lisa Petrosky-Muckle
Sr. Vice President