0001209191-18-028549.txt : 20180508 0001209191-18-028549.hdr.sgml : 20180508 20180508161226 ACCESSION NUMBER: 0001209191-18-028549 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180504 FILED AS OF DATE: 20180508 DATE AS OF CHANGE: 20180508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prouty Eric A CENTRAL INDEX KEY: 0001620724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37515 FILM NUMBER: 18814675 MAIL ADDRESS: STREET 1: 107 SLOUGH RD CITY: HARVARD STATE: MA ZIP: 01451 FORMER NAME: FORMER CONFORMED NAME: Proudy Eric A DATE OF NAME CHANGE: 20140926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aqua Metals, Inc. CENTRAL INDEX KEY: 0001621832 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 471169572 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 1010 ATLANTIC AVENUE CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (510) 479-7635 MAIL ADDRESS: STREET 1: 1010 ATLANTIC AVENUE CITY: ALAMEDA STATE: CA ZIP: 94501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-04 0 0001621832 Aqua Metals, Inc. AQMS 0001620724 Prouty Eric A 1010 ATLANTIC AVE. ALAMEDA CA 94501 1 0 0 0 Director Option (right to buy) 3.93 2018-05-04 4 A 0 25735 0.00 A 2023-05-04 Common Stock 25735 25735 D One-twelfth of the shares subject to the option shall vest and become exercisable on June 4, 2018 and on the 4th day of the next 11 consecutive months thereafter. /s/ Eric Prouty 2018-05-08