0001012975-16-001509.txt : 20160929
0001012975-16-001509.hdr.sgml : 20160929
20160929164102
ACCESSION NUMBER: 0001012975-16-001509
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20160929
DATE AS OF CHANGE: 20160929
EFFECTIVENESS DATE: 20160929
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Candlewood Constellation SPC Ltd.
CENTRAL INDEX KEY: 0001620717
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-225418
FILM NUMBER: 161910378
BUSINESS ADDRESS:
STREET 1: C/O INTERTRUST CORP SRVCS (CAYMAN) LTD
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-9005
BUSINESS PHONE: 212-493-4495
MAIL ADDRESS:
STREET 1: C/O INTERTRUST CORP SRVCS (CAYMAN) LTD
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-9005
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001620717
Candlewood Constellation SPC Ltd.
C/O INTERTRUST CORP SRVCS (CAYMAN) LTD
190 ELGIN AVENUE
GEORGE TOWN
E9
CAYMAN ISLANDS
KY1-9005
212-493-4495
DELAWARE
None
None
Corporation
true
2014
N/A
Candlewood Investment Group, LP
555 Theodore Fremd Avenue
Suite C-303
Rye
NY
NEW YORK
10580
Executive Officer
Investment Manager of Issuer
Scott
P.
Lennon
c/o 19 Degrees North Fund Services, Ltd.
Regatta Office Park, Windward 1, Ste 110
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1207
Director
Mark
Cook
c/o International Management Svcs, Ltd
P.O. Box 61, 4th Floor, Harbour Centre
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1102
Director
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001012975-15-000686
2014-09-15
true
true
true
false
250000
First Republic Securities Company, LLC
105108
None
None
388 Market Street, 16th Floor
San Francisco
CA
CALIFORNIA
94111
All States
false
UBS Financial Services Inc.
8174
None
None
1200 Harbor Boulevard
Weehawken
NJ
NEW JERSEY
07086
All States
false
Wells Fargo Advisors, LLC
19616
None
None
One North Jefferson Avenue
Mail Code: H0004-050
St. Louis
MO
MISSOURI
63103
All States
false
Wells Fargo Advisors Financial Network, LLC
11025
None
None
One North Jefferson Avenue
Mail Code: H0004-05B
St. Louis
MO
MISSOURI
63103
All States
false
Indefinite
212155000
Indefinite
false
233
0
0
No commission paid by Issuer; however, Item 12 entities are paid by IM (or an affiliate) commissions or similar sales compensation equal to a percentage of fees paid by Issuer to IM (or an affiliate) from assets under management.
0
The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and (a special allocation of) a percentage of annual net profits.
false
Candlewood Constellation SPC Ltd.
/s/ Janet E. Miller
Janet E. Miller
General Counsel of Investment Manager of Issuer
2016-09-29