0001620672-20-000008.txt : 20200421 0001620672-20-000008.hdr.sgml : 20200421 20200421172150 ACCESSION NUMBER: 0001620672-20-000008 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200417 DATE AS OF CHANGE: 20200421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TLHocking & Associates LLC CENTRAL INDEX KEY: 0001620672 IRS NUMBER: 743123708 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01054 FILM NUMBER: 20805998 BUSINESS ADDRESS: STREET 1: 6116 E SHANGRI-LA CITY: SCOTTSDALE STATE: AZ ZIP: 85254-5450 BUSINESS PHONE: 6024607000 MAIL ADDRESS: STREET 1: PO BOX 10097 CITY: PHOENIX STATE: AZ ZIP: 85254 MA-A 1 primary_doc.xml MA-A 0001620672 XXXXXXXX Thomas L. Hocking 602-460-7000 tlhocking@msn.com tlhocking@msn.com 12-31-2019 Y TLHocking & Associates LLC 74-3123708 866-00609-00 867-01054 6024607000 4803681011 Y PO Box 10097 Phoenix AZ 85064-0097 Thomas Lee Hocking 602-460-7000 tlhocking@msn.com December AZ 04-16-2001 N 1 1 0 0 0 2 Municipal Entities 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice On Selection N 0 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Thomas Lee Hocking President 04-16-2001 E Y 000000000 Amend Thomas Lee Hocking Chief Compliance Officer 04-16-2001 E Y 000000000 Thomas L Hocking Thomas L Hocking President & CCO 04-17-2020 N N N N N Y N N Y N N N N N N N N N N N N