0001620672-20-000008.txt : 20200421
0001620672-20-000008.hdr.sgml : 20200421
20200421172150
ACCESSION NUMBER: 0001620672-20-000008
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200417
DATE AS OF CHANGE: 20200421
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TLHocking & Associates LLC
CENTRAL INDEX KEY: 0001620672
IRS NUMBER: 743123708
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01054
FILM NUMBER: 20805998
BUSINESS ADDRESS:
STREET 1: 6116 E SHANGRI-LA
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254-5450
BUSINESS PHONE: 6024607000
MAIL ADDRESS:
STREET 1: PO BOX 10097
CITY: PHOENIX
STATE: AZ
ZIP: 85254
MA-A
1
primary_doc.xml
MA-A
0001620672
XXXXXXXX
Thomas L. Hocking
602-460-7000
tlhocking@msn.com
tlhocking@msn.com
12-31-2019
Y
TLHocking & Associates LLC
74-3123708
866-00609-00
867-01054
6024607000
4803681011
Y
PO Box 10097
Phoenix
AZ
85064-0097
Thomas
Lee
Hocking
602-460-7000
tlhocking@msn.com
December
AZ
04-16-2001
N
1
1
0
0
0
2
Municipal Entities
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice On Selection
N
0
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Thomas
Lee
Hocking
President
04-16-2001
E
Y
000000000
Amend
Thomas
Lee
Hocking
Chief Compliance Officer
04-16-2001
E
Y
000000000
Thomas L Hocking
Thomas L Hocking
President & CCO
04-17-2020
N
N
N
N
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N