0000899243-22-004747.txt : 20220203 0000899243-22-004747.hdr.sgml : 20220203 20220203210853 ACCESSION NUMBER: 0000899243-22-004747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220201 FILED AS OF DATE: 20220203 DATE AS OF CHANGE: 20220203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brock James A CENTRAL INDEX KEY: 0001620612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38147 FILM NUMBER: 22590622 MAIL ADDRESS: STREET 1: 1000 CONSOL ENERGY DRIVE CITY: CANONSBURG STATE: PA ZIP: 15317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSOL Energy Inc. CENTRAL INDEX KEY: 0001710366 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 CONSOL ENERGY DRIVE STREET 2: SUITE #100 CITY: CANONSBURG STATE: PA ZIP: 15317 BUSINESS PHONE: 724-485-3300 MAIL ADDRESS: STREET 1: 1000 CONSOL ENERGY DRIVE STREET 2: SUITE #100 CITY: CANONSBURG STATE: PA ZIP: 15317 FORMER COMPANY: FORMER CONFORMED NAME: CONSOL Mining Corp DATE OF NAME CHANGE: 20170626 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-01 0 0001710366 CONSOL Energy Inc. CEIX 0001620612 Brock James A 1000 CONSOL ENERGY DRIVE, SUITE 100 CANONSBURG PA 15317 1 1 0 0 Chief Executive Officer Common stock, par value $0.01 per share 2022-02-01 4 M 0 145488 0.00 A 561901 D Common stock, par value $0.01 per share 2022-02-01 4 M 0 13202 0.00 A 575103 D Common stock, par value $0.01 per share 2022-02-01 4 F 0 72715 23.95 D 502388 D Common stock, par value $0.01 per share 3740 I By 401(k) Plan Market Share Units 2022-02-01 4 M 0 59102 0.00 D Common stock, par value $0.01 per share 59102 118202 D The reporting person's shares of common stock, par value $0.01 per share (the "Common Stock") reported in this report were earned pursuant to the performance stock units ("PSUs") of CONSOL Energy Inc. (the "Company") granted on February 11, 2020. Such shares of Common Stock were deemed earned on February 1, 2022 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PSUs for the performance period ending on December 31, 2021. The reporting person's shares of Common Stock reported in this report were earned pursuant to the PSUs of the Company granted on February 7, 2019. Such shares of Common Stock were deemed earned on February 1, 2022 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PSUs for the performance period ending on December 31, 2021. Represents shares of Common Stock withheld to satisfy the Reporting Person's tax liability from the vesting of the PSUs. Of the 502,388 shares reported as directly held, 161,422 are restricted stock units (including dividend equivalent rights). The Market Share Units were awarded under the CONSOL Energy Inc. 2020 Omnibus Performance Incentive Plan on February 9, 2021 and vest in three equal annual installments. The first installment vested on December 31, 2021 and was settled in exchange for a cash payment on February 1, 2021. /s/ Martha A. Wiegand, as Attorney-in-Fact for James A. Brock 2022-02-03