0001620533-20-000115.txt : 20201112 0001620533-20-000115.hdr.sgml : 20201112 20201112160658 ACCESSION NUMBER: 0001620533-20-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARUTTI RANDALL J CENTRAL INDEX KEY: 0001632017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 201306644 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARUTTI MARIA L CENTRAL INDEX KEY: 0001633960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 201306645 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shake Shack Inc. CENTRAL INDEX KEY: 0001620533 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 471941186 FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 225 VARICK STREET STREET 2: SUITE 301 CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: (646) 747-7200 MAIL ADDRESS: STREET 1: 225 VARICK STREET STREET 2: SUITE 301 CITY: NEW YORK STATE: NY ZIP: 10014 4 1 wf-form4_160521520067897.xml FORM 4 X0306 4 2020-11-09 0 0001620533 Shake Shack Inc. SHAK 0001632017 GARUTTI RANDALL J C/O SHAKE SHACK INC. 225 VARICK STREET, SUITE 301 NEW YORK NY 10014 1 1 1 0 Chief Executive Officer 0001633960 GARUTTI MARIA L C/O SHAKE SHACK INC. 225 VARICK STREET, SUITE 301 NEW YORK NY 10014 0 0 1 0 CLASS A COMMON STOCK 2020-11-09 4 M 0 41404 21 A 93295 D CLASS A COMMON STOCK 2020-11-09 4 S 0 1095 80.03 D 92200 D CLASS A COMMON STOCK 2020-11-09 4 S 0 4400 80.8699 D 87800 D CLASS A COMMON STOCK 2020-11-09 4 S 0 5100 81.7884 D 82700 D CLASS A COMMON STOCK 2020-11-09 4 S 0 5409 82.7434 D 77291 D CLASS A COMMON STOCK 2020-11-09 4 S 0 300 83.53 D 76991 D CLASS A COMMON STOCK 2020-11-09 4 S 0 3525 85.1287 D 73466 D CLASS A COMMON STOCK 2020-11-09 4 S 0 21575 85.608 D 51891 D Stock Option (Right to Buy) 21.0 2020-11-09 4 M 0 41404 0 D 2025-01-29 CLASS A COMMON STOCK 41404.0 435000 D The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020. The transaction was executed in multiple trades at prices ranging from $79.26 to $80.2599. The price reported above reflects the weighted average sales price. Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $80.26 to $81.2599. The price reported above reflects the weighted average sales price. The transaction was executed in multiple trades at prices ranging from $81.26 to $82.2599. The price reported above reflects the weighted average sales price. The transaction was executed in multiple trades at prices ranging from $82.26 to $83.2599. The price reported above reflects the weighted average sales price. The transaction was executed in multiple trades at prices ranging from $83.26 to $84.2599. The price reported above reflects the weighted average sales price. The transaction was executed in multiple trades at prices ranging from $84.26 to $85.2599. The price reported above reflects the weighted average sales price. The transaction was executed in multiple trades at prices ranging from $85.26 to $85.99. The price reported above reflects the weighted average sales price. An option to purchase 685,000 shares of Class A common stock at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019 and January 29, 2020. /s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Randall J. Garutti 2020-11-12 /s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Maria L. Garutti 2020-11-12