0001620533-20-000115.txt : 20201112
0001620533-20-000115.hdr.sgml : 20201112
20201112160658
ACCESSION NUMBER: 0001620533-20-000115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201109
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARUTTI RANDALL J
CENTRAL INDEX KEY: 0001632017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36823
FILM NUMBER: 201306644
MAIL ADDRESS:
STREET 1: C/O SHAKE SHACK INC.
STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARUTTI MARIA L
CENTRAL INDEX KEY: 0001633960
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36823
FILM NUMBER: 201306645
MAIL ADDRESS:
STREET 1: C/O SHAKE SHACK INC.
STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shake Shack Inc.
CENTRAL INDEX KEY: 0001620533
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 471941186
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 225 VARICK STREET
STREET 2: SUITE 301
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: (646) 747-7200
MAIL ADDRESS:
STREET 1: 225 VARICK STREET
STREET 2: SUITE 301
CITY: NEW YORK
STATE: NY
ZIP: 10014
4
1
wf-form4_160521520067897.xml
FORM 4
X0306
4
2020-11-09
0
0001620533
Shake Shack Inc.
SHAK
0001632017
GARUTTI RANDALL J
C/O SHAKE SHACK INC.
225 VARICK STREET, SUITE 301
NEW YORK
NY
10014
1
1
1
0
Chief Executive Officer
0001633960
GARUTTI MARIA L
C/O SHAKE SHACK INC.
225 VARICK STREET, SUITE 301
NEW YORK
NY
10014
0
0
1
0
CLASS A COMMON STOCK
2020-11-09
4
M
0
41404
21
A
93295
D
CLASS A COMMON STOCK
2020-11-09
4
S
0
1095
80.03
D
92200
D
CLASS A COMMON STOCK
2020-11-09
4
S
0
4400
80.8699
D
87800
D
CLASS A COMMON STOCK
2020-11-09
4
S
0
5100
81.7884
D
82700
D
CLASS A COMMON STOCK
2020-11-09
4
S
0
5409
82.7434
D
77291
D
CLASS A COMMON STOCK
2020-11-09
4
S
0
300
83.53
D
76991
D
CLASS A COMMON STOCK
2020-11-09
4
S
0
3525
85.1287
D
73466
D
CLASS A COMMON STOCK
2020-11-09
4
S
0
21575
85.608
D
51891
D
Stock Option (Right to Buy)
21.0
2020-11-09
4
M
0
41404
0
D
2025-01-29
CLASS A COMMON STOCK
41404.0
435000
D
The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020.
The transaction was executed in multiple trades at prices ranging from $79.26 to $80.2599. The price reported above reflects the weighted average sales price.
Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $80.26 to $81.2599. The price reported above reflects the weighted average sales price.
The transaction was executed in multiple trades at prices ranging from $81.26 to $82.2599. The price reported above reflects the weighted average sales price.
The transaction was executed in multiple trades at prices ranging from $82.26 to $83.2599. The price reported above reflects the weighted average sales price.
The transaction was executed in multiple trades at prices ranging from $83.26 to $84.2599. The price reported above reflects the weighted average sales price.
The transaction was executed in multiple trades at prices ranging from $84.26 to $85.2599. The price reported above reflects the weighted average sales price.
The transaction was executed in multiple trades at prices ranging from $85.26 to $85.99. The price reported above reflects the weighted average sales price.
An option to purchase 685,000 shares of Class A common stock at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019 and January 29, 2020.
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Randall J. Garutti
2020-11-12
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Maria L. Garutti
2020-11-12