0001620533-20-000094.txt : 20201027 0001620533-20-000094.hdr.sgml : 20201027 20201027192013 ACCESSION NUMBER: 0001620533-20-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201023 FILED AS OF DATE: 20201027 DATE AS OF CHANGE: 20201027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARUTTI RANDALL J CENTRAL INDEX KEY: 0001632017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 201265581 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARUTTI MARIA L CENTRAL INDEX KEY: 0001633960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 201265582 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shake Shack Inc. CENTRAL INDEX KEY: 0001620533 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 471941186 FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 225 VARICK STREET STREET 2: SUITE 301 CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: (646) 747-7200 MAIL ADDRESS: STREET 1: 225 VARICK STREET STREET 2: SUITE 301 CITY: NEW YORK STATE: NY ZIP: 10014 4 1 wf-form4_160384079578438.xml FORM 4 X0306 4 2020-10-23 0 0001620533 Shake Shack Inc. SHAK 0001632017 GARUTTI RANDALL J C/O SHAKE SHACK INC. 225 VARICK STREET, SUITE 301 NEW YORK NY 10014 1 1 0 0 Chief Executive Officer 0001633960 GARUTTI MARIA L C/O SHAKE SHACK INC. 225 VARICK STREET, SUITE 301 NEW YORK NY 10014 0 0 1 0 CLASS A COMMON STOCK 2020-10-23 4 M 0 13596 21 A 65487 D CLASS A COMMON STOCK 2020-10-23 4 S 0 13596 75.035 D 51891 D Stock Option (Right to Buy) 21.0 2020-10-23 4 M 0 13596 0 D 2025-01-29 CLASS A COMMON STOCK 13596.0 476404 D The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020. The transaction was executed in multiple trades at prices ranging from $75.0000 to $75.3300. The price reported above reflects the weighted average sales price. Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. An option to purchase 685,000 shares of Class A Stock at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019, and January 29, 2020. /s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Randall J. Garutti 2020-10-27 /s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Maria L. Garutti 2020-10-27