0001620533-20-000018.txt : 20200305 0001620533-20-000018.hdr.sgml : 20200305 20200305165935 ACCESSION NUMBER: 0001620533-20-000018 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200305 DATE AS OF CHANGE: 20200305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARUTTI RANDALL J CENTRAL INDEX KEY: 0001632017 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 20691517 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shake Shack Inc. CENTRAL INDEX KEY: 0001620533 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 471941186 FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: 225 VARICK STREET STREET 2: SUITE 301 CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: (646) 747-7200 MAIL ADDRESS: STREET 1: 225 VARICK STREET STREET 2: SUITE 301 CITY: NEW YORK STATE: NY ZIP: 10014 4/A 1 wf-form4a_158344555840036.xml FORM 4/A X0306 4/A 2020-02-28 2020-03-03 0 0001620533 Shake Shack Inc. SHAK 0001632017 GARUTTI RANDALL J C/O SHAKE SHACK INC. 225 VARICK STREET, SUITE 301 NEW YORK NY 10014 1 1 1 0 Chief Executive Officer CLASS A COMMON STOCK 2020-02-28 4 A 0 8077 0 A 38779 D CLASS A COMMON STOCK 2020-03-02 4 A 0 13112 0 A 51891 D Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2019, as determined by the Issuer's Compensation Committee on February 28, 2020. On March 1, 2019, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 4 equal installments on each of March 1, 2020, March 1, 2021, March 1, 2022 and March 1, 2023. This amendment is made to correct the number of shares of Class A Stock reported on the Form 4 filed on March 3, 2020 in this transaction. Represents shares of Class A Stock of the Issuer underlying restricted stock units acquired by the Reporting Person. On March 2, 2020, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 4 equal installments on each of March 2, 2021, March 2, 2022, March 2, 2023 and March 2, 2024, subject to the Reporting Person's continued service with the Issuer. /s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Randall J. Garutti 2020-03-05