0001620533-19-000107.txt : 20190808
0001620533-19-000107.hdr.sgml : 20190808
20190808171957
ACCESSION NUMBER: 0001620533-19-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190808
DATE AS OF CHANGE: 20190808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Comonte Tara
CENTRAL INDEX KEY: 0001708832
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36823
FILM NUMBER: 191010637
MAIL ADDRESS:
STREET 1: C/O SHAKE SHACK INC.
STREET 2: 24 UNION SQUARE EAST,5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shake Shack Inc.
CENTRAL INDEX KEY: 0001620533
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 471941186
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 VARICK STREET
STREET 2: SUITE 301
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: (646) 747-7200
MAIL ADDRESS:
STREET 1: 225 VARICK STREET
STREET 2: SUITE 301
CITY: NEW YORK
STATE: NY
ZIP: 10014
4
1
wf-form4_156529918139991.xml
FORM 4
X0306
4
2019-03-01
0
0001620533
Shake Shack Inc.
SHAK
0001708832
Comonte Tara
C/O SHAKE SHACK INC.
225 VARICK STREET, SUITE 301
NEW YORK
NY
10014
0
1
0
0
CHIEF FINANCIAL OFFICER
CLASS A COMMON STOCK
2019-03-01
4
A
0
4765
0
A
59340
D
CLASS A COMMON STOCK
2019-08-07
4
M
0
2000
38.91
A
61340
D
CLASS A COMMON STOCK
2019-08-07
4
S
0
1600
84.10
D
59740
D
CLASS A COMMON STOCK
2019-08-07
4
S
0
200
84.11
D
59540
D
CLASS A COMMON STOCK
2019-08-07
4
S
0
200
84.06
D
59340
D
CLASS A COMMON STOCK
2019-08-07
4
S
0
7500
84.7881
D
51840
D
Employee Stock Option (right to buy)
38.91
2019-08-07
4
M
0
2000
0
D
2027-06-12
CLASS A COMMON STOCK
2000.0
3150
D
Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On March 1, 2019, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 4 equal installments on each of March 1, 2020, March 1, 2021, March 1, 2022 and March 1, 2023, subject to the Reporting Person's continued service with the Issuer.
The transaction was executed in multiple trades at prices ranging from $84.6300 to $85.05. The price reported above reflects the weighted average sales price.
The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
An option to purchase 5,150 shares of Class A Stock of the Issuer at $38.91 per share was granted to the Reporting Person on June 12, 2017. 1,030 options vested on each of June 12, 2018 and June 12, 2019 and 1,030 options will vest on each of June 12, 2020, June 12, 2021 and June 12, 2022, subject to the Reporting Person's continued service with the Issuer.
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Tara Comonte
2019-08-08