0001620533-19-000107.txt : 20190808 0001620533-19-000107.hdr.sgml : 20190808 20190808171957 ACCESSION NUMBER: 0001620533-19-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190808 DATE AS OF CHANGE: 20190808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Comonte Tara CENTRAL INDEX KEY: 0001708832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 191010637 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST,5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shake Shack Inc. CENTRAL INDEX KEY: 0001620533 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 471941186 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 VARICK STREET STREET 2: SUITE 301 CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: (646) 747-7200 MAIL ADDRESS: STREET 1: 225 VARICK STREET STREET 2: SUITE 301 CITY: NEW YORK STATE: NY ZIP: 10014 4 1 wf-form4_156529918139991.xml FORM 4 X0306 4 2019-03-01 0 0001620533 Shake Shack Inc. SHAK 0001708832 Comonte Tara C/O SHAKE SHACK INC. 225 VARICK STREET, SUITE 301 NEW YORK NY 10014 0 1 0 0 CHIEF FINANCIAL OFFICER CLASS A COMMON STOCK 2019-03-01 4 A 0 4765 0 A 59340 D CLASS A COMMON STOCK 2019-08-07 4 M 0 2000 38.91 A 61340 D CLASS A COMMON STOCK 2019-08-07 4 S 0 1600 84.10 D 59740 D CLASS A COMMON STOCK 2019-08-07 4 S 0 200 84.11 D 59540 D CLASS A COMMON STOCK 2019-08-07 4 S 0 200 84.06 D 59340 D CLASS A COMMON STOCK 2019-08-07 4 S 0 7500 84.7881 D 51840 D Employee Stock Option (right to buy) 38.91 2019-08-07 4 M 0 2000 0 D 2027-06-12 CLASS A COMMON STOCK 2000.0 3150 D Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On March 1, 2019, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 4 equal installments on each of March 1, 2020, March 1, 2021, March 1, 2022 and March 1, 2023, subject to the Reporting Person's continued service with the Issuer. The transaction was executed in multiple trades at prices ranging from $84.6300 to $85.05. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. An option to purchase 5,150 shares of Class A Stock of the Issuer at $38.91 per share was granted to the Reporting Person on June 12, 2017. 1,030 options vested on each of June 12, 2018 and June 12, 2019 and 1,030 options will vest on each of June 12, 2020, June 12, 2021 and June 12, 2022, subject to the Reporting Person's continued service with the Issuer. /s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Tara Comonte 2019-08-08