0001620533-18-000028.txt : 20180306 0001620533-18-000028.hdr.sgml : 20180306 20180306170131 ACCESSION NUMBER: 0001620533-18-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Koff Zach CENTRAL INDEX KEY: 0001693743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 18670732 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shake Shack Inc. CENTRAL INDEX KEY: 0001620533 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 471941186 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (646) 747-7200 MAIL ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 4 1 wf-form4_152037366281029.xml FORM 4 X0306 4 2018-03-02 0 0001620533 Shake Shack Inc. SHAK 0001693743 Koff Zach C/O SHAKE SHACK INC. 5TH FLOOR NEW YORK NY 10003 0 1 0 0 Chief Operating Officer CLASS A COMMON STOCK 2018-03-02 4 M 0 3000 21 A 6978 D CLASS A COMMON STOCK 2018-03-02 4 S 0 3000 40.98 D 3978 D Stock Option (Right to Buy) 21.0 2018-03-02 4 M 0 3000 0 D 2025-01-29 CLASS A COMMON STOCK 3000.0 75000 D Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 3,000 shares of Class A Stock. Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of Reporting Person's option to purchase 3,000 shares of Class A Stock. An option to purchase 106,000 shares of Class A Stock at $21 per share were granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21,200 options vested on January 29, 2017, 21,200 options vested on January 29, 2018, and the remaining options vest in two equal installments on each of January 29, 2019 and January 29, 2020, subject to Reporting Person's continued service with the Issuer. /s/ Ronald Palmese Jr., Esq., Attorney-in-Fact for Zachary Koff 2018-03-06