0001620533-17-000078.txt : 20170511
0001620533-17-000078.hdr.sgml : 20170511
20170511175349
ACCESSION NUMBER: 0001620533-17-000078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170509
FILED AS OF DATE: 20170511
DATE AS OF CHANGE: 20170511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shake Shack Inc.
CENTRAL INDEX KEY: 0001620533
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 471941186
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 24 UNION SQUARE EAST
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: (646) 747-7200
MAIL ADDRESS:
STREET 1: 24 UNION SQUARE EAST
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUBENZER PEGGY
CENTRAL INDEX KEY: 0001632029
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36823
FILM NUMBER: 17835666
MAIL ADDRESS:
STREET 1: C/O SHAKE SHACK INC.
STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
4
1
wf-form4_149453961442429.xml
FORM 4
X0306
4
2017-05-09
0
0001620533
Shake Shack Inc.
SHAK
0001632029
RUBENZER PEGGY
C/O SHAKE SHACK INC.,
24 UNION SQUARE EAST, 5TH FLOOR
NEW YORK
NY
10003
0
1
0
0
SVP, People Resources
CLASS A COMMON STOCK
2017-05-09
4
M
0
10000
21
A
28134
D
CLASS A COMMON STOCK
2017-05-09
4
S
0
10000
36.6777
D
18134
D
CLASS A COMMON STOCK
2017-05-09
4
S
0
719
36.7509
D
17415
D
Stock Option (Right to Buy)
21.0
2017-05-09
4
M
0
10000
0
D
2025-01-29
CLASS A COMMON STOCK
10000.0
96000
D
Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 10,000 shares of Class A Stock.
Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 10,000 shares of Class A Stock.
The transaction was executed in multiple trades at prices ranging from $36.6450 to $36.7200. The price reported above reflects the weighted average sales price.
The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $36.7300 to $36.7600. The price reported above reflects the weighted average sales price.
An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21, 200 options vested on January 29, 2017, and the remaining option vests in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer.
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Peggy Rubenzer
2017-05-11