0001748824-20-000005.txt : 20200219
0001748824-20-000005.hdr.sgml : 20200219
20200219170752
ACCESSION NUMBER: 0001748824-20-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200214
FILED AS OF DATE: 20200219
DATE AS OF CHANGE: 20200219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mahoney Daniel K.
CENTRAL INDEX KEY: 0001620413
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38979
FILM NUMBER: 20630996
MAIL ADDRESS:
STREET 1: C/O OLD MUTUAL ASSET MANAGEMENT
STREET 2: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BrightSphere Investment Group Inc.
CENTRAL INDEX KEY: 0001748824
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 471121020
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 CLAREDON ST
STREET 2: 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 6173697300
MAIL ADDRESS:
STREET 1: 200 CLAREDON ST
STREET 2: 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: BrightSphere US Inc.
DATE OF NAME CHANGE: 20180801
4
1
wf-form4_158215005554969.xml
FORM 4
X0306
4
2020-02-14
0
0001748824
BrightSphere Investment Group Inc.
BSIG
0001620413
Mahoney Daniel K.
200 CLARENDON STREET
53RD FLOOR
BOSTON
MA
02116
0
1
0
0
Head of Finance/PAO
Common Stock
2020-02-15
4
M
0
2284
0
A
11041
D
Common Stock
2020-02-18
4
S
0
237
10.53
D
10804
D
Common Stock
2020-02-18
4
S
0
936
10.51
D
9868
D
Common Stock
2020-02-18
4
S
0
1
10.57
D
9867
D
Restricted Stock Units
2020-02-14
4
A
0
15049
0
A
Common Stock
15049.0
21899
D
Employee Stock Option
12.0
2020-02-14
4
A
0
125000
0
A
2025-02-14
Common Stock
125000.0
125000
D
Restricted Stock Units
2020-02-15
4
M
0
2284
0
D
Common Stock
2284.0
19615
D
Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
The restricted stock units vest in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023.
On February 14, 2020, the reporting person was granted an option to purchase 125,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in five equal installments, with the first tranche vesting immediately and the following tranches vesting on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023, subject to the terms of the award agreement.
On February 15, 2019, the reporting person was granted 6,850 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022.
/s/ Richard J. Hart, Attorney-in-fact
2020-02-19