0001437749-23-004170.txt : 20230222 0001437749-23-004170.hdr.sgml : 20230222 20230222164127 ACCESSION NUMBER: 0001437749-23-004170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230217 FILED AS OF DATE: 20230222 DATE AS OF CHANGE: 20230222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sauter Dennis Charles Jr CENTRAL INDEX KEY: 0001803863 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36663 FILM NUMBER: 23653944 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Residential Trust, Inc. CENTRAL INDEX KEY: 0001620393 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 471181359 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-276-6300 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 4 1 rdgdoc.xml FORM 4 X0306 4 2023-02-17 0001620393 NexPoint Residential Trust, Inc. NXRT 0001803863 Sauter Dennis Charles Jr 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 General Counsel Common Stock 2023-02-17 4 M 0 995 A 6790 D Common Stock 2023-02-17 4 F 0 304 48.61 D 6486 D Common Stock 2023-02-18 4 M 0 1436 A 7922 D Common Stock 2023-02-18 4 F 0 452 48.61 D 7470 D Common Stock 2023-02-20 4 M 0 504 A 7974 D Common Stock 2023-02-20 4 F 0 162 48.61 D 7812 D Restricted Stock Unit 2023-02-17 4 M 0 995 0 D Common Stock 995 3979 D Restricted Stock Unit 2023-02-18 4 M 0 1436 0 D Common Stock 1436 4308 D Restricted Stock Unit 2023-02-20 4 M 0 504 0 D Common Stock 504 1008 D Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. On February 17, 2022, the reporting person was granted 4,974 restricted stock units, one-fifth on February 17, 2023, and which will vest one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. On February 18, 2021, the reporting person was granted 7,180 restricted stock units, which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, and which will vest one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. On February 20, 2020, the reporting person was awarded 2,522 restricted stock units, which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. /s/ Brian Mitts, as attorney-in-fact 2023-02-22