0001620072-21-000002.txt : 20210111 0001620072-21-000002.hdr.sgml : 20210111 20210111092733 ACCESSION NUMBER: 0001620072-21-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CASTANEDA,DIANA,NMN, FILED AS OF DATE: 20210111 DATE AS OF CHANGE: 20210111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Markets Advisors, LLC CENTRAL INDEX KEY: 0001620072 IRS NUMBER: 020582108 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03461 FILM NUMBER: 21519553 BUSINESS ADDRESS: STREET 1: ONE GREAT NECK ROAD STREET 2: SUITE ONE CITY: GREAT NECK STATE: NY ZIP: 10021 BUSINESS PHONE: 716-662-3910 MAIL ADDRESS: STREET 1: ONE GREAT NECK ROAD STREET 2: SUITE ONE CITY: GREAT NECK STATE: NY ZIP: 10021 MA-I/A 1 primary_doc.xml MA-I/A 0001620072 XXXXXXXX Carol Shortall cshortall@capmark.org cshortall@capmark.org N N Diana nmn Castaneda N 1 0001620072 Capital Markets Advisors, LLC 09-04-2019 N 867-00807 LOCATED SUPERVISED 09-04-2019 11 Grace Avenue Suite 308 GREAT NECK NY 10021 Diana n/a Estrada 07-2019 Cpital Markets Advisors LLC Great Neck NY 11201 Y N Municipal Advisor 12-2018 09-2019 Unemployed na NY 11514 N N unemployed 07-2008 12-2018 BNY Melon New York NY 10007 N N VP Risk Management N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-11-2021 Carol Shortall CCO