0001619954-17-000023.txt : 20170509 0001619954-17-000023.hdr.sgml : 20170509 20170509150053 ACCESSION NUMBER: 0001619954-17-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170505 FILED AS OF DATE: 20170509 DATE AS OF CHANGE: 20170509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Inovalon Holdings, Inc. CENTRAL INDEX KEY: 0001619954 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 471830316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4321 COLLINGTON ROAD CITY: BOWIE STATE: MD ZIP: 20716 BUSINESS PHONE: 301-809-4000 MAIL ADDRESS: STREET 1: 4321 COLLINGTON ROAD CITY: BOWIE STATE: MD ZIP: 20716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rostock Joseph R CENTRAL INDEX KEY: 0001631255 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36841 FILM NUMBER: 17826018 MAIL ADDRESS: STREET 1: C/O INOVALON HOLDINGS, INC. STREET 2: 4321 COLLINGTON ROAD CITY: BOWIE STATE: MD ZIP: 20716 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-05-05 1 0001619954 Inovalon Holdings, Inc. INOV 0001631255 Rostock Joseph R 4321 COLLINGTON ROAD BOWIE MD 20716 0 1 0 0 Fmr. Chief Technology Officer Class A Common Stock 2017-05-05 4 C 0 149519 0 A 171824 D Class A Common Stock 2017-05-05 4 S 0 103205 13.0629 D 68619 D Class A Common Stock 2017-05-08 4 C 0 6364 0 A 74983 D Class A Common Stock 2017-05-08 4 S 0 1444 13.908 D 73539 D Employee Stock Option (right to buy) 6.678 2017-05-05 4 X 0 139341 D 2014-06-30 2023-06-29 Class B Common Stock 139341 92894 D Class B Common Stock 2017-05-05 4 C 0 139341 A Class A Common Stock 139341 139341 D Class B Common Stock 2017-05-05 4 C 0 139341 D Class A Common Stock 139341 0 D Employee Stock Option (right to buy) 7.502 2017-05-05 4 X 0 10178 D 2015-05-14 2024-05-13 Class B Common Stock 10178 31177 D Class B Common Stock 2017-05-05 4 C 0 10178 A Class A Common Stock 10178 10178 D Class B Common Stock 2017-05-05 4 C 0 10178 D Class A Common Stock 10178 0 D Employee Stock Option 7.502 2017-05-08 4 X 0 6364 D 2015-05-14 2024-05-13 Class B Common Stock 6364 24813 D Class B Common Stock 2017-05-08 4 C 0 6364 A Class A Common Stock 6364 6364 D Class B Common Stock 2017-05-08 4 C 0 6364 D Class A Common Stock 6364 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.25, inclusive. The reporting person undertakes to provide to Inovalon Holdings, Inc., any security holder of Inovalon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Class B Common Stock has a price of $0.00. Shauna L. Vernal, as Attorney-in-Fact for Joseph R. Rostock 2017-05-09