Chief Investment Officer

0001214659-21-008719.txt : 20210817 0001214659-21-008719.hdr.sgml : 20210817 20210816192156 ACCESSION NUMBER: 0001214659-21-008719 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210817 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bramshill Investments, LLC CENTRAL INDEX KEY: 0001619899 IRS NUMBER: 900848671 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18128 FILM NUMBER: 211180475 BUSINESS ADDRESS: STREET 1: 4850 TAMIAMI TRAIL NORTH STREET 2: SUITE 301 CITY: NAPLES STATE: FL ZIP: 34103 BUSINESS PHONE: 2399207310 MAIL ADDRESS: STREET 1: 4850 TAMIAMI TRAIL NORTH STREET 2: SUITE 301 CITY: NAPLES STATE: FL ZIP: 34103 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001619899 XXXXXXXX 06-30-2021 06-30-2021 true 1 RESTATEMENT false Bramshill Investments, LLC

4850 TAMIAMI TRAIL NORTH SUITE 301 NAPLES FL 34103

13F HOLDINGS REPORT 028-18128 N Arthur DeGaetano Chief Investment Officer 201-708-8150 /s/ Arthur DeGaetano Naples FL 08-16-2021 0 162 1305825 INFORMATION TABLE 2 infotable.xml AGNC INVESTMENT CORP COMMON STOCK 00123Q104 1822 107878 SH SOLE 0 0 0 ALCOA CORPORATION COMMON STOCK 013872106 1108 30065 SH SOLE 0 0 0 ALLIANCEBERNSTEIN HOLDING LP COMMON STOCK 01881G106 1149 24668 SH SOLE 0 0 0 AMERICAN FINANCE TRUST INC COMMON STOCK 02607T109 275 32463 SH SOLE 0 0 0 AMERICAN INTERNATIONAL GROUP, INC. COMMON STOCK 026874784 230 4835 SH SOLE 0 0 0 AMERISAFE INC COMMON STOCK 03071H100 824 13808 SH SOLE 0 0 0 ANNALY CAPITAL MANAGEMENT, INC. COMMON STOCK 035710409 1876 211283 SH SOLE 0 0 0 ANTERO MIDSTREAM CORP COMMON STOCK 03676B102 1824 175564 SH SOLE 0 0 0 APOLLO COML REAL EST FIN INC COMMON STOCK 03762U105 1145 71758 SH SOLE 0 0 0 APOLLO GLOBAL MGMT INC COMMON STOCK 03768E105 1113 17899 SH SOLE 0 0 0 APPLE INC. COMMON STOCK 037833100 3715 27128 SH SOLE 0 0 0 ARES CAPITAL CORP COM COMMON STOCK 04010L103 2857 145848 SH SOLE 0 0 0 ARTISAN PARTNERS ASSET MGMT INC COMMON STOCK 04316A108 913 17969 SH SOLE 0 0 0 ATLANTICA SUSTAINABLE INFR PLC COMMON STOCK G0751N103 2469 66343 SH SOLE 0 0 0 AVANGRID INC COMMON STOCK 05351W103 1971 38333 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC. COMMON STOCK 084670702 3241 11661 SH SOLE 0 0 0 BLACK STONE MINERALS LP COMMON STOCK 09225M101 991 92145 SH SOLE 0 0 0 BLACKROCK CORPORATE HIGH YIE COMMON STOCK 09255P107 67186 5453445 SH SOLE 0 0 0 BLACKROCK CR ALLOCATION INCOME COMMON STOCK 092508100 11800 756902 SH SOLE 0 0 0 BLACKROCK DEBT STR COM NEW COMMON STOCK 09255R202 10807 943879 SH SOLE 0 0 0 BLACKROCK LTD DURATION INC TR COMMON STOCK 09249W101 10264 603043 SH SOLE 0 0 0 BLACKROCK MUN INCOME TR SH BEN INT COMMON STOCK 09248F109 3239 209790 SH SOLE 0 0 0 BLACKROCK MUNIHOLDINGS FD INC COMMON STOCK 09253N104 7861 468460 SH SOLE 0 0 0 BLACKROCK MUNIVEST FD INC COM COMMON STOCK 09253R105 28605 2973447 SH SOLE 0 0 0 BLACKROCK MUNIYIELD QUALITY COMMON STOCK 09254E103 36170 2435715 SH SOLE 0 0 0 BLACKROCK MUNIYILD QULT FD INC COMMON STOCK 09254F100 184 11000 SH SOLE 0 0 0 BLACKROCK TCP CAPITAL CORP COM COMMON STOCK 09259E108 1052 76096 SH SOLE 0 0 0 BLACKSTONE GROUP INC/THE COMMON STOCK 09260D107 1130 11629 SH SOLE 0 0 0 BLACKSTONE STRATEGIC CREDIT FD COMMON STOCK 09257R101 179 12841 SH SOLE 0 0 0 BP P.L.C. COMMON STOCK 055622104 365 13807 SH SOLE 0 0 0 BROOKFIELD RENEWABLE PARTNER S.L.P COMMON STOCK G16258108 2274 58963 SH SOLE 0 0 0 CARLYLE GROUP INC COMMON STOCK 14316J108 1045 22479 SH SOLE 0 0 0 CHINA YUCHAI INTER COMMON STOCK G21082105 886 55232 SH SOLE 0 0 0 CISCO SYSTEMS, INC. COMMON STOCK 17275R102 289 5447 SH SOLE 0 0 0 CLEARWAY ENERGY INC COMMON STOCK 18539C204 1128 42591 SH SOLE 0 0 0 COHEN & STEERS LTD DURATION PFD COM COMMON STOCK 19248C105 16960 619207 SH SOLE 0 0 0 COMPASS DIVERSIFIED COMMON STOCK 20451Q104 1256 49259 SH SOLE 0 0 0 CRESTWOOD EQUITY PARTNERS LP COMMON STOCK 226344208 2907 96981 SH SOLE 0 0 0 CROSSAMERICA PARTNERS LP COMMON STOCK 22758A105 1255 65853 SH SOLE 0 0 0 Crowdstrike Holdings Inc COMMON STOCK 22788C105 234 932 SH SOLE 0 0 0 DELEK LOGISTICS PARTNERS LP COMMON STOCK 24664T103 951 22657 SH SOLE 0 0 0 EATON VANCE LTD DURATION INCOM COMMON STOCK 27828H105 2702 203767 SH SOLE 0 0 0 EATON VANCE MUN BD FD COMMON STOCK 27827X101 37754 2759814 SH SOLE 0 0 0 ENVIVA PARTNERS LP COMMON STOCK 29414J107 1410 26911 SH SOLE 0 0 0 EQUITY COMMONWEALTH COMMON STOCK 294628102 928 35430 SH SOLE 0 0 0 EURONAV N.V. COMMON STOCK B38564108 580 62181 SH SOLE 0 0 0 FIRST TR HIGH INCOME L/S FD COMMON STOCK 33738E109 11287 716643 SH SOLE 0 0 0 FIRST TRUST INTERMEDIATE DUR COMMON STOCK 33718W103 12162 484344 SH SOLE 0 0 0 GLOBAL NET LEASE INC COMMON STOCK 379378201 3003 162347 SH SOLE 0 0 0 GLOBAL PARTNERS / GLP FIN CORP COMMON STOCK 37946R109 3189 123027 SH SOLE 0 0 0 HANNON ARMSTRONG SUST INFR CAP INC COMMON STOCK 41068X100 1560 27779 SH SOLE 0 0 0 HERCULES CAPITAL INC COM COMMON STOCK 427096508 2787 163380 SH SOLE 0 0 0 HESS MIDSTREAM LP COM COMMON STOCK 428103105 280 11078 SH SOLE 0 0 0 HOEGH LNG PARTNERS LP COMMON STOCK Y3262R100 2851 162064 SH SOLE 0 0 0 ICAHN ENTERPRISES LP COMMON STOCK 451100101 2793 50790 SH SOLE 0 0 0 INVESCO MORTGAGE CAPITAL INC. COMMON STOCK 46131B100 2426 622007 SH SOLE 0 0 0 INVESCO MUN OPPORTUNITY TR COMMON STOCK 46132C107 49874 3667225 SH SOLE 0 0 0 INVESCO SENIOR INCOME TRUST COMMON STOCK 46131H107 53227 11934228 SH SOLE 0 0 0 INVESCO TR INVT GRADE MUNS COMMON STOCK 46131M106 25805 1840551 SH SOLE 0 0 0 INVESCO VALUE MUN INCOME TR COMMON STOCK 46132P108 337 20415 SH SOLE 0 0 0 INVESCO VAN KAMPEN MUN TR COM COMMON STOCK 46131J103 28454 2073924 SH SOLE 0 0 0 KIMBELL ROYALTY PARTNERS LP COMMON STOCK 49435R102 1122 87339 SH SOLE 0 0 0 KNOT OFFSHORE PARTNERS LP COMMON STOCK Y48125101 1993 99734 SH SOLE 0 0 0 LAZARD LTD COMMON STOCK G54050102 969 21415 SH SOLE 0 0 0 LULULEMON ATHLETIC COMMON STOCK 550021109 487 1333 SH SOLE 0 0 0 MAGELLAN MIDSTREAM PARTNERS LP COMMON STOCK 559080106 1981 40500 SH SOLE 0 0 0 MESABI TRUST COMMON STOCK 590672101 2030 57339 SH SOLE 0 0 0 MICROSOFT CORPORATION COMMON STOCK 594918104 3629 13395 SH SOLE 0 0 0 MOELIS & COMPANY COMMON STOCK 60786M105 3006 52834 SH SOLE 0 0 0 NEW MOUNTAIN FINANCE CORPORATION COM COMMON STOCK 647551100 1720 130576 SH SOLE 0 0 0 NEW RESIDENTIAL INVT CORP COMMON STOCK 64828T201 922 87033 SH SOLE 0 0 0 NEWTEK BUSINESS SERVICES CORPORATION COMMON STOCK 652526203 1055 30208 SH SOLE 0 0 0 NEXTERA ENERGY PARTNERS LP COMMON STOCK 65341B106 1859 24350 SH SOLE 0 0 0 NIKE, INC. COMMON STOCK 654106103 1269 8212 SH SOLE 0 0 0 NORSK HYDRO A/S COMMON STOCK 656531605 312 48486 SH SOLE 0 0 0 NUCOR CORPORATION COMMON STOCK 670346105 336 3499 SH SOLE 0 0 0 NUVEEN AMT FREE QLTY MUN INCME COMMON STOCK 670657105 86770 5526774 SH SOLE 0 0 0 NUVEEN CREDIT STRAT INC FD COMMON STOCK 67073D102 59914 8876107 SH SOLE 0 0 0 NUVEEN PFD & INCM OPPORTNYS FD COMMON STOCK 67073B106 26970 2702416 SH SOLE 0 0 0 NUVEEN PFD & INCM SECURTIES FD COMMON STOCK 67072C105 25521 2562342 SH SOLE 0 0 0 NUVEEN QUAL MUNI INCOME FD COMMON STOCK 67066V101 86570 5407273 SH SOLE 0 0 0 OAKTREE SPECIALTY LENDING CORPORATION COMMON STOCK 67401P108 942 140822 SH SOLE 0 0 0 OASIS MIDSTREAM PARTNERS LP COMMON STOCK 67420T206 969 41324 SH SOLE 0 0 0 ONEMAIN HOLDINGS INCORPORATION COMMON STOCK 68268W103 2115 35298 SH SOLE 0 0 0 PAYPAL HOLDINGS INCORPORATION COMMON STOCK 70450Y103 887 3042 SH SOLE 0 0 0 POTLATCHDELTIC CORPORATION COMMON STOCK 737630103 1686 31718 SH SOLE 0 0 0 SABRA HEALTH CARE REIT, INC. COMMON STOCK 78573L106 863 47410 SH SOLE 0 0 0 SIMON PROPERTY GROUP INC COMMON STOCK 828806109 321 2458 SH SOLE 0 0 0 SIXTH STR SPECIALTY LENDING COMMON STOCK 83012A109 816 36771 SH SOLE 0 0 0 SOUTHERN COPPER CORPORATION COMMON STOCK 84265V105 777 12077 SH SOLE 0 0 0 STARBUCKS CORPORATION COMMON STOCK 855244109 1636 14629 SH SOLE 0 0 0 STARWOOD PROPERTY TRUST, INC. COMMON STOCK 85571B105 2163 82668 SH SOLE 0 0 0 SUNOCO LP / SUNOCO FINANCE CORP COMMON STOCK 86765K109 1424 37783 SH SOLE 0 0 0 THE HOME DEPOT, INC. COMMON STOCK 437076102 532 1669 SH SOLE 0 0 0 THE WALT DISNEY COMPANY COMMON STOCK 254687106 1542 8773 SH SOLE 0 0 0 THE WILLIAMS COMPANIES, INC. COMMON STOCK 969457100 1922 72379 SH SOLE 0 0 0 TOTALENERGIES SE COMMON STOCK 89151E109 343 7582 SH SOLE 0 0 0 TOUCHSTONE STRATEGIC TR COMMON STOCK 89154Q588 3625 319682 SH SOLE 0 0 0 TRIPLEPOINT VENTURE GROWTH BDC CORP COMMON STOCK 89677Y100 863 56798 SH SOLE 0 0 0 UNITED STATES STEEL CORPORATION COMMON STOCK 912909108 513 21392 SH SOLE 0 0 0 USA COMPRESSION PARTNERS LP COMMON STOCK 90290N109 1849 112224 SH SOLE 0 0 0 VIRTUS ALLIANZGI CONV & INCOME FD COMMON STOCK 92838X102 2106 343014 SH SOLE 0 0 0 VIRTUS ALLIANZGI CONV & INCOME FD II COMMON STOCK 92838U108 2089 390463 SH SOLE 0 0 0 W. P. CAREY INC COMMON STOCK 92936U109 948 12699 SH SOLE 0 0 0 WALMART INC COMMON STOCK 931142103 565 4003 SH SOLE 0 0 0 WELLS FARGO INCOME OPPORTUNITI COMMON STOCK 94987B105 25604 2912895 SH SOLE 0 0 0 WESTERN ASSET EMER COM COMMON STOCK 95766A101 171 12174 SH SOLE 0 0 0 WESTERN ASSET HIGH INCOME OP COMMON STOCK 95766K109 34396 6514355 SH SOLE 0 0 0 WESTERN ASSET HIGH YLD COM COMMON STOCK 95768B107 23656 1507704 SH SOLE 0 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 540 14723 SH SOLE 0 0 0 GRANITESHARES HIPS US HIGH INC ETF 38747R306 236 15000 SH SOLE 0 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 703 5585 SH SOLE 0 0 0 INVESCO CEF INCOME COMPOSITE ETF ETF 46138E404 26880 1097124 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II SLR ETF ETF 46138G706 401 4486 SH SOLE 0 0 0 ISHARES 0-5 YR HY CORP BOND ETF 46434V407 40276 874426 SH SOLE 0 0 0 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 12131 241821 SH SOLE 0 0 0 ISHARES TR ETF 464288224 219 9338 SH SOLE 0 0 0 PIMCO ETF TR ETF 72201R833 935 9172 SH SOLE 0 0 0 SPDR S&P 500 ETF ETF 78462F103 1740 4064 SH SOLE 0 0 0 VANECK VECTORS ETF TR ETF 92189F460 8738 290000 SH SOLE 0 0 0 WESTERN ASSET HIGH INCOME OP COMMON STOCK 95766K109 7542 1428367 SH SOLE 0 0 0 BLACKROCK CORPORATE HIGH YIE COMMON STOCK 09255P107 5845 474421 SH SOLE 0 0 0 INVESCO SENIOR INCOME TRUST COMMON STOCK 46131H107 3085 691794 SH SOLE 0 0 0 NUVEEN CREDIT STRAT INC FD COMMON STOCK 67073D102 7730 1145213 SH SOLE 0 0 0 NUVEEN QUAL MUNI INCOME FD COMMON STOCK 67066V101 3968 247864 SH SOLE 0 0 0 BLACKROCK DEBT STR COM NEW COMMON STOCK 09255R202 3984 347988 SH SOLE 0 0 0 EATON VANCE LTD DURATION INCOM COMMON STOCK 27828H105 8947 674726 SH SOLE 0 0 0 INVESCO VAN KAMPEN MUN TR COM COMMON STOCK 46131J103 977 71207 SH SOLE 0 0 0 BLACKROCK MUNIVEST FD INC COM COMMON STOCK 09253R105 1482 154015 SH SOLE 0 0 0 INVESCO MUN OPPORTUNITY TR COMMON STOCK 46132C107 2270 166917 SH SOLE 0 0 0 NUVEEN PFD & INCM OPPORTNYS FD COMMON STOCK 67073B106 4738 474700 SH SOLE 0 0 0 WESTERN ASSET HIGH COM COMMON STOCK 95766J102 2716 378330 SH SOLE 0 0 0 COHEN & STEERS LTD DURATION PFD COM COMMON STOCK 19248C105 2128 77700 SH SOLE 0 0 0 NUVEEN CR OPPORTUNITIES 2022 COM COMMON STOCK 67075U102 674 81125 SH SOLE 0 0 0 BLACKROCK MUNIYIELD QUALITY COMMON STOCK 09254E103 619 41683 SH SOLE 0 0 0 EATON VANCE MUN BD FD COMMON STOCK 27827X101 411 30051 SH SOLE 0 0 0 INVESCO TR INVT GRADE MUNS COMMON STOCK 46131M106 944 67301 SH SOLE 0 0 0 WESTERN ASSET HIGH YLD COM COMMON STOCK 95768B107 9083 578875 SH SOLE 0 0 0 FIRST TR HIGH INCOME L/S FD COMMON STOCK 33738E109 835 53046 SH SOLE 0 0 0 NEUBERGER BERMAN HGH YLD FD COMMON STOCK 64128C106 6257 471491 SH SOLE 0 0 0 NUVEEN AMT FREE QLTY MUN INCME COMMON STOCK 670657105 2814 179254 SH SOLE 0 0 0 WESTERN ASSET GLOBAL CP DEFINE COMMON STOCK 95790C107 1395 75000 SH SOLE 0 0 0 WESTERN ASSET HIGH INCOME OP COMMON STOCK 95766K109 457 86467 SH SOLE 0 0 0 BLACKROCK CORPORATE HIGH YIE COMMON STOCK 09255P107 1014 82286 SH SOLE 0 0 0 NUVEEN QUAL MUNI INCOME FD COMMON STOCK 67066V101 1041 65000 SH SOLE 0 0 0 EATON VANCE LTD DURATION INCOM COMMON STOCK 27828H105 5431 409590 SH SOLE 0 0 0 INVESCO VAN KAMPEN MUN TR COM COMMON STOCK 46131J103 1197 87228 SH SOLE 0 0 0 BLACKROCK MUNIVEST FD INC COM COMMON STOCK 09253R105 1685 175171 SH SOLE 0 0 0 INVESCO MUN OPPORTUNITY TR COMMON STOCK 46132C107 2855 209906 SH SOLE 0 0 0 NUVEEN PFD & INCM SECURTIES FD COMMON STOCK 67072C105 6443 646901 SH SOLE 0 0 0 NUVEEN PFD & INCM OPPORTNYS FD COMMON STOCK 67073B106 9045 906344 SH SOLE 0 0 0 WESTERN ASSET HIGH COM COMMON STOCK 95766J102 592 82462 SH SOLE 0 0 0 COHEN & STEERS LTD DURATION PFD COM COMMON STOCK 19248C105 6424 234542 SH SOLE 0 0 0 NUVEEN CORP INC NOV 2021 TAGET TM FD COMMON STOCK 67077N106 5133 544892 SH SOLE 0 0 0 BLACKROCK MUNIYIELD QUALITY COMMON STOCK 09254E103 356 23982 SH SOLE 0 0 0 STRATEGIC INVS FDS COMMON STOCK 00BYVLFB5 35312 28842 SH SOLE 0 0 0 EATON VANCE MUN BD FD COMMON STOCK 27827X101 62 4507 SH SOLE 0 0 0 INVESCO TR INVT GRADE MUNS COMMON STOCK 46131M106 165 11769 SH SOLE 0 0 0 WESTERN ASSET HIGH YLD COM COMMON STOCK 95768B107 1862 118672 SH SOLE 0 0 0 STRATEGIC INVS FDS COMMON STOCK 00BYVLF48 147042 1283870 SH SOLE 0 0 0 FIRST TR HIGH INCOME L/S FD COMMON STOCK 33738E109 3373 214179 SH SOLE 0 0 0 NUVEEN AMT FREE QLTY MUN INCME COMMON STOCK 670657105 2376 151362 SH SOLE 0 0 0