The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOME FUND, INC. COM | ETF | 003009107 | 673 | 199,112 | SH | SOLE | 0 | 0 | 0 | ||
ALCOA CORPORATION | COMMON STOCK | 013872106 | 546 | 88,592 | SH | SOLE | 0 | 0 | 0 | ||
ALLIANZGI CONV & INC | COMMON STOCK | 018825802 | 133 | 5,458 | SH | SOLE | 0 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT, INC. | COMMON STOCK | 035710409 | 1,136 | 224,147 | SH | SOLE | 0 | 0 | 0 | ||
BP P.L.C. | COMMON STOCK | 055622104 | 729 | 29,875 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC. | COMMON STOCK | 084670702 | 1,214 | 6,640 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK PREFERRED AND EQUITY ADVANTAGE TRUST COM | ETF | 092508100 | 8,272 | 709,421 | SH | SOLE | 0 | 0 | 0 | ||
CVS HEALTH CORP | COMMON STOCK | 126650100 | 221 | 3,733 | SH | SOLE | 0 | 0 | 0 | ||
CITIGROUP INC. | COMMON STOCK | 172967424 | 295 | 7,000 | SH | SOLE | 0 | 0 | 0 | ||
THE WALT DISNEY COMPANY | COMMON STOCK | 254687106 | 780 | 8,073 | SH | SOLE | 0 | 0 | 0 | ||
ENTERPRISE PRODS P | COMMON STOCK | 293792107 | 368 | 25,725 | SH | SOLE | 0 | 0 | 0 | ||
FLAHERTY & CRUMRIN P | ETF | 338478100 | 3,173 | 190,000 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL NET LEASE INC | COMMON STOCK | 379378201 | 1,064 | 79,573 | SH | SOLE | 0 | 0 | 0 | ||
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | COMMON STOCK | 416515104 | 370 | 10,500 | SH | SOLE | 0 | 0 | 0 | ||
HERCULES CAPITAL INC COM | ETF | 427096508 | 886 | 115,911 | SH | SOLE | 0 | 0 | 0 | ||
HESS MIDSTREAM LP COM | COMMON STOCK | 428103105 | 351 | 34,540 | SH | SOLE | 0 | 0 | 0 | ||
THE HOME DEPOT, INC. | COMMON STOCK | 437076102 | 364 | 1,950 | SH | SOLE | 0 | 0 | 0 | ||
ICAHN ENTERPRISES LP | COMMON STOCK | 451100101 | 559 | 11,554 | SH | SOLE | 0 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHINES | COMMON STOCK | 459200101 | 1,197 | 10,793 | SH | SOLE | 0 | 0 | 0 | ||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | COMMON STOCK | 459506101 | 261 | 2,561 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES 20 YEAR TRE | ETF | 464287432 | 725 | 4,393 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETF | 464288513 | 961 | 12,465 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES SHORT-TERM CORPORATE BOND ETF | ETF | 464288646 | 518 | 9,902 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES PREFERRED AND INCOME SECURITIES ETF | ETF | 464288687 | 30,885 | 970,011 | SH | SOLE | 0 | 0 | 0 | ||
LINCOLN NATIONAL CORPORATION | COMMON STOCK | 534187109 | 592 | 22,500 | SH | SOLE | 0 | 0 | 0 | ||
LULULEMON ATHLETIC | COMMON STOCK | 550021109 | 334 | 1,764 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORPORATION | COMMON STOCK | 594918104 | 1,472 | 9,335 | SH | SOLE | 0 | 0 | 0 | ||
MORGAN STANLEY EMG COM | ETF | 617477104 | 652 | 125,050 | SH | SOLE | 0 | 0 | 0 | ||
NEWTEK BUSINESS SERVICES CORPORATION | ETF | 652526203 | 1,292 | 97,778 | SH | SOLE | 0 | 0 | 0 | ||
NORSK HYDRO A/S | COMMON STOCK | 656531605 | 96 | 44,833 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INCME | ETF | 670657105 | 21,816 | 1,611,267 | SH | SOLE | 0 | 0 | 0 | ||
PRUDENTIAL FINANCIAL, INC. | COMMON STOCK | 744320102 | 626 | 12,000 | SH | SOLE | 0 | 0 | 0 | ||
REINSURANCE GROUP OF AMERICA, INCORPORATED | COMMON STOCK | 759351604 | 631 | 7,500 | SH | SOLE | 0 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | COMMON STOCK | 780259206 | 697 | 19,980 | SH | SOLE | 0 | 0 | 0 | ||
SCHLUMBERGER LIMITED | COMMON STOCK | 806857108 | 297 | 22,000 | SH | SOLE | 0 | 0 | 0 | ||
SIMON PROPERTY GROUP INC | COMMON STOCK | 828806109 | 248 | 4,527 | SH | SOLE | 0 | 0 | 0 | ||
STARBUCKS CORPORATION | COMMON STOCK | 855244109 | 550 | 8,360 | SH | SOLE | 0 | 0 | 0 | ||
UNITED STATES STEEL CORPORATION | COMMON STOCK | 912909108 | 107 | 16,898 | SH | SOLE | 0 | 0 | 0 | ||
WALMART INC | COMMON STOCK | 931142103 | 522 | 4,595 | SH | SOLE | 0 | 0 | 0 | ||
WEYERHAEUSER COMPANY | COMMON STOCK | 962166104 | 463 | 27,297 | SH | SOLE | 0 | 0 | 0 | ||
THE WILLIAMS COMPANIES, INC. | COMMON STOCK | 969457100 | 765 | 54,073 | SH | SOLE | 0 | 0 | 0 | ||
COVANTA HOLDING CORPORATION | COMMON STOCK | 22282E102 | 820 | 95,875 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | ETF | 09254E103 | 3,238 | 253,321 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO ADVANTAGE MUNICIPAL IN | ETF | 46132E103 | 168 | 16,395 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK TCP CAPITAL CORP COM | ETF | 09259E108 | 326 | 52,155 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR HIGH INCOME L/S FD | ETF | 33738E109 | 7,181 | 590,058 | SH | SOLE | 0 | 0 | 0 | ||
TOTAL S.A. | COMMON STOCK | 89151E109 | 816 | 21,906 | SH | SOLE | 0 | 0 | 0 | ||
AGNC INVESTMENT CORP | COMMON STOCK | 00123Q104 | 1,260 | 119,132 | SH | SOLE | 0 | 0 | 0 | ||
ALERIAN MLP ETF | ETF | 00162Q866 | 17,200 | 5,000,000 | SH | SOLE | 0 | 0 | 0 | ||
AT&T INC | COMMON STOCK | 00206R102 | 539 | 18,493 | SH | SOLE | 0 | 0 | 0 | ||
ABBVIE INC. | COMMON STOCK | 00287Y109 | 655 | 8,601 | SH | SOLE | 0 | 0 | 0 | ||
ALLIANCEBERNSTEIN GLOBAL HGH INCOME COM | ETF | 01879R106 | 572 | 61,775 | SH | SOLE | 0 | 0 | 0 | ||
AMERISAFE INC | COMMON STOCK | 03071H100 | 852 | 13,214 | SH | SOLE | 0 | 0 | 0 | ||
ARES CAPITAL CORPORATION COM | ETF | 04010L103 | 892 | 82,741 | SH | SOLE | 0 | 0 | 0 | ||
BGC PARTNERS, INC. | COMMON STOCK | 05541T101 | 346 | 137,256 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK INCOME COM | ETF | 09247F100 | 58 | 10,000 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK MUN INCOME TR SH BEN INT | ETF | 09248F109 | 8,220 | 634,275 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK LTD DURATION INC TR | ETF | 09249W101 | 7,062 | 559,606 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK MUNIVEST FD INC COM | ETF | 09253R105 | 18,001 | 2,222,366 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK MUNIENHANCED FD INC COM | ETF | 09253Y100 | 1,259 | 118,149 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK MUNIHOLDIN | ETF | 09255C106 | 630 | 50,000 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK CORPORATE HIGH YIE | ETF | 09255P107 | 41,033 | 4,662,868 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK DEBT STR COM NEW | ETF | 09255R202 | 7,614 | 901,108 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK MULTI-SECTOR INC TR COM | ETF | 09258A107 | 709 | 58,792 | SH | SOLE | 0 | 0 | 0 | ||
CVR ENERGY INC | COMMON STOCK | 12662P108 | 547 | 33,106 | SH | SOLE | 0 | 0 | 0 | ||
CLEARWAY ENERGY INC | COMMON STOCK | 18539C204 | 587 | 31,222 | SH | SOLE | 0 | 0 | 0 | ||
COHEN & STEERS LTD D | ETF | 19248C105 | 3,905 | 190,000 | SH | SOLE | 0 | 0 | 0 | ||
COMPASS DIV HLDGS | COMMON STOCK | 20451Q104 | 480 | 35,796 | SH | SOLE | 0 | 0 | 0 | ||
CROSSAMERICA PARTNERS LP | COMMON STOCK | 22758A105 | 399 | 49,444 | SH | SOLE | 0 | 0 | 0 | ||
DOMINION ENERGY INC | COMMON STOCK | 25746U109 | 836 | 11,580 | SH | SOLE | 0 | 0 | 0 | ||
EATON VANCE INSURED MUNICIPAL BOND FUND COM | ETF | 27827X101 | 3,268 | 261,816 | SH | SOLE | 0 | 0 | 0 | ||
EATON VANCE LIMITED DURATION INCOME FUND COM | ETF | 27828H105 | 1,825 | 172,627 | SH | SOLE | 0 | 0 | 0 | ||
EATON VANCE HIGH INC | ETF | 27829W101 | 1,505 | 170,850 | SH | SOLE | 0 | 0 | 0 | ||
ENERGY TRANSFER LP | COMMON STOCK | 29273V100 | 388 | 84,402 | SH | SOLE | 0 | 0 | 0 | ||
ENVIVA PARTNERS LP / ENVIVA PARTNERS FINANCE CORP | COMMON STOCK | 29414J107 | 642 | 24,040 | SH | SOLE | 0 | 0 | 0 | ||
EXXON MOBIL CORPORATION | COMMON STOCK | 30231G102 | 824 | 21,713 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TRUST INTERMED | ETF | 33718W103 | 3,390 | 190,000 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL PARTNERS / GLP FIN CORP | COMMON STOCK | 37946R109 | 739 | 83,785 | SH | SOLE | 0 | 0 | 0 | ||
GRANITESHARES HIPS US HIGH INC | ETF | 38747R306 | 144 | 15,000 | SH | SOLE | 0 | 0 | 0 | ||
HANCOCK JOHN PREM DI | ETF | 41013T105 | 2,438 | 200,000 | SH | SOLE | 0 | 0 | 0 | ||
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. | COMMON STOCK | 41068X100 | 790 | 38,719 | SH | SOLE | 0 | 0 | 0 | ||
HESS CORPORATION | COMMON STOCK | 42809H107 | 442 | 13,267 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO MORTGAGE CAPITAL INC. | COMMON STOCK | 46131B100 | 315 | 92,271 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO SENIOR INCOME TRUST | ETF | 46131H107 | 37,226 | 11,561,080 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO VAN KAMPEN MUN TR COM | ETF | 46131J103 | 10,071 | 860,772 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO VAN KAMPEN TR INVT GRADE MUNS COM | ETF | 46131M106 | 5,087 | 420,782 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO VAN KAMPEN MUN OPPORTUNITY TR COM | ETF | 46132C107 | 18,479 | 1,613,919 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO QUALITY MUNI | ETF | 46133G107 | 419 | 35,821 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO CEF INCOME COMPOSITE ETF | ETF | 46138E404 | 5,180 | 295,975 | SH | SOLE | 0 | 0 | 0 | ||
IRON MOUNTAIN INCORPORATED | COMMON STOCK | 46284V101 | 559 | 23,487 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES SHORT MATURITY BOND ETF | ETF | 46431W507 | 13,872 | 286,074 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 46434V100 | 3,393 | 67,676 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES 0-5 YR HY CORP BOND | ETF | 46434V407 | 1,312 | 32,080 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | ETF | 46434VAQ3 | 1,603 | 63,558 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | ETF | 46434VBK5 | 1,084 | 43,965 | SH | SOLE | 0 | 0 | 0 | ||
JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 46641Q837 | 2,526 | 50,859 | SH | SOLE | 0 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE CORP | COMMON STOCK | 55608B105 | 867 | 34,343 | SH | SOLE | 0 | 0 | 0 | ||
MOELIS & COMPANY | COMMON STOCK | 60786M105 | 1,173 | 41,729 | SH | SOLE | 0 | 0 | 0 | ||
NEUBERGER BERMAN HGH | ETF | 64128C106 | 2,972 | 342,361 | SH | SOLE | 0 | 0 | 0 | ||
NEXTERA ENERGY PARTNERS LP | COMMON STOCK | 65341B106 | 1,478 | 34,373 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN QUAL MUNI INCOME FD | ETF | 67066V101 | 25,597 | 1,862,921 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN QUALITY PREFE | ETF | 67072C105 | 2,178 | 300,000 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN PFD & INCM OPPORTNYS FD | ETF | 67073B106 | 2,712 | 369,369 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN CREDIT STRAT INC FD | ETF | 67073D102 | 55,362 | 9,764,098 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN ENH MUN VLU C | ETF | 67074M101 | 431 | 33,058 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FD SHS | ETF | 67075G103 | 532 | 47,628 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN COM | ETF | 67077N106 | 1,155 | 134,280 | SH | SOLE | 0 | 0 | 0 | ||
ONEMAIN HOLDINGS INCORPORATION | COMMON STOCK | 68268W103 | 301 | 15,757 | SH | SOLE | 0 | 0 | 0 | ||
PPL CORPORATION | COMMON STOCK | 69351T106 | 531 | 21,530 | SH | SOLE | 0 | 0 | 0 | ||
PAYPAL HOLDINGS INCORPORATION | COMMON STOCK | 70450Y103 | 457 | 4,777 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO ETF TR | ETF | 72201R833 | 1,568 | 15,838 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 1,049 | 4,071 | SH | SOLE | 0 | 0 | 0 | ||
SABRA HEALTH CARE REIT, INC. | COMMON STOCK | 78573L106 | 376 | 34,456 | SH | SOLE | 0 | 0 | 0 | ||
HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 81369Y209 | 273 | 3,077 | SH | SOLE | 0 | 0 | 0 | ||
ENERGY SELECT SECTOR SPDR FUND | ETF | 81369Y506 | 2,906 | 100,000 | SH | SOLE | 0 | 0 | 0 | ||
FINANCIAL SELECT SECTOR SPDR FUND | ETF | 81369Y605 | 1,034 | 49,653 | SH | SOLE | 0 | 0 | 0 | ||
UTILITIES SELECT SECTOR SPDR FUND | ETF | 81369Y886 | 2,438 | 44,000 | SH | SOLE | 0 | 0 | 0 | ||
STARWOOD PROPERTY TRUST, INC. | COMMON STOCK | 85571B105 | 620 | 60,459 | SH | SOLE | 0 | 0 | 0 | ||
SUNOCO LP / SUNOCO FINANCE CORP | COMMON STOCK | 86765K109 | 472 | 30,149 | SH | SOLE | 0 | 0 | 0 | ||
TERRAFORM POWER INC | COMMON STOCK | 88104R209 | 1,451 | 92,029 | SH | SOLE | 0 | 0 | 0 | ||
TWO HARBORS INVESTMENT CORP. | COMMON STOCK | 90187B408 | 469 | 123,063 | SH | SOLE | 0 | 0 | 0 | ||
VALERO ENERGY CORPORATION | COMMON STOCK | 91913Y100 | 307 | 6,776 | SH | SOLE | 0 | 0 | 0 | ||
WELLS FARGO ADVANTAGE INCOME OPP FD WF INC OPPTY FD | ETF | 94987B105 | 15,049 | 2,358,781 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET EMER COM | ETF | 95766A101 | 546 | 51,875 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET HIGH COM | ETF | 95766J102 | 8,919 | 1,780,183 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET HIGH INCOME OP | ETF | 95766K109 | 41,148 | 9,773,904 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET HIGH YLD COM | ETF | 95768B107 | 17,224 | 1,396,935 | SH | SOLE | 0 | 0 | 0 | ||
EURONAV N.V. | COMMON STOCK | B38564108 | 804 | 71,296 | SH | SOLE | 0 | 0 | 0 | ||
ATLANTICA YIELD PLC | COMMON STOCK | G0751N103 | 1,126 | 50,486 | SH | SOLE | 0 | 0 | 0 | ||
BROOKFIELD PROPERTY PARTNERS LP | COMMON STOCK | G16249107 | 666 | 82,612 | SH | SOLE | 0 | 0 | 0 | ||
BROOKFIELD RENEWABLE PARTNER S.L.P | COMMON STOCK | G16258108 | 1,364 | 32,099 | SH | SOLE | 0 | 0 | 0 | ||
FRONTLINE LTD | COMMON STOCK | G3682E192 | 666 | 69,301 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES II PLC USD HIGH YLD CP BD UCT ET U | ETF | G4953W390 | 1,574 | 17,110 | SH | SOLE | 0 | 0 | 0 | ||
SFL CORP LTD | COMMON STOCK | G7738W106 | 516 | 54,501 | SH | SOLE | 0 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES NV | COMMON STOCK | N53745100 | 285 | 5,738 | SH | SOLE | 0 | 0 | 0 | ||
DHT HOLDINGS, INC. | COMMON STOCK | Y2065G121 | 865 | 112,823 | SH | SOLE | 0 | 0 | 0 | ||
HOEGH LNG PARTNERS LP | COMMON STOCK | Y3262R100 | 471 | 64,231 | SH | SOLE | 0 | 0 | 0 |