0000899243-17-008809.txt : 20170329 0000899243-17-008809.hdr.sgml : 20170329 20170329110759 ACCESSION NUMBER: 0000899243-17-008809 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170323 FILED AS OF DATE: 20170329 DATE AS OF CHANGE: 20170329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Makan Divesh CENTRAL INDEX KEY: 0001688143 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 17721179 MAIL ADDRESS: STREET 1: C/O ICONIQ CAPITAL STREET 2: 394 PACIFIC AVENUE, 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ICONIQ Strategic Partners II Co-Invest, L.P., AX Series CENTRAL INDEX KEY: 0001654712 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 17721180 BUSINESS ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: FLOOR 2 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4159677763 MAIL ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: FLOOR 2 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ICONIQ STRATEGIC PARTNERS II-B, L.P. CENTRAL INDEX KEY: 0001619682 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 17721181 BUSINESS ADDRESS: STREET 1: 394 PACIFIC AVENUE, SECOND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94118 BUSINESS PHONE: 415-967-7757 MAIL ADDRESS: STREET 1: 394 PACIFIC AVENUE, SECOND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffith William J.G. CENTRAL INDEX KEY: 0001688124 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 17721182 MAIL ADDRESS: STREET 1: 21300 VICTORY BLVD. STREET 2: 12TH FLOOR CITY: WOODLAND HILLS STATE: CA ZIP: 91367 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ICONIQ STRATEGIC PARTNERS II, L.P. CENTRAL INDEX KEY: 0001619710 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 17721183 BUSINESS ADDRESS: STREET 1: 394 PACIFIC AVENUE, SECOND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94118 BUSINESS PHONE: 415-967-7757 MAIL ADDRESS: STREET 1: 394 PACIFIC AVENUE, SECOND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94118 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2017-03-23 0 0001689923 Alteryx, Inc. AYX 0001619710 ICONIQ STRATEGIC PARTNERS II, L.P. C/O ICONIQ STRATEGIC PARTNERS 394 PACIFIC AVENUE, 2ND FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001619682 ICONIQ STRATEGIC PARTNERS II-B, L.P. C/O ICONIQ STRATEGIC PARTNERS 394 PACIFIC AVENUE, 2ND FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001654712 ICONIQ Strategic Partners II Co-Invest, L.P., AX Series C/O ICONIQ STRATEGIC PARTNERS 394 PACIFIC AVENUE, 2ND FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001688143 Makan Divesh C/O ICONIQ STRATEGIC PARTNERS 394 PACIFIC AVENUE, 2ND FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001688124 Griffith William J.G. C/O ICONIQ STRATEGIC PARTNERS 394 PACIFIC AVENUE, 2ND FLOOR SAN FRANCISCO CA 94111 0 0 1 0 Class B Common Stock (*) Class A Common Stock 285820 D Class B Common Stock (**) Class A Common Stock 223739 D Class B Common Stock (***) Class A Common Stock 331695 D Series C Preferred Stock (*) Class B Common Stock 621660 D Series C Preferred Stock (**) Class B Common Stock 486634 D Series C Preferred Stock (***) Class B Common Stock 721437 D Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, pursuant to the Issuer's Restated Certificate of Incorporation (the "Post-Effective Certificate") that will be effective upon the consummation of the Issuer's initial public offering, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Post-Effective Certificate. The shares of Class B Common Stock have no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Each share of Series C Preferred Stock is convertible, at any time at the option of the holder, into one (1) share of Class B Common Stock. In addition, each share of Series C Preferred Stock will be automatically converted into one (1) share of Class B Common Stock immediately prior to the consummation of the Issuer's initial public offering. The shares of Series C Preferred Stock have no expiration date. ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP"), is the general partner of each of ICONIQ Strategic Partners II, L.P., ICONIQ Strategic Partners II-B, L.P. and ICONIQ Strategic Partners II Co-Invest, L.P., AX Series. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP"), is the general partner of ICONIQ GP. Divesh Makan and William Griffith are the sole equity holders and directors of ICONIQ Parent GP. Each of ICONIQ GP, ICONIQ Parent GP, Divesh Makan and William Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Exhibit 99.1 - Joint Filers' Names and Addresses (*) Directly held by ICONIQ Strategic Partners II, L.P. (**) Directly held by ICONIQ Strategic Partners II-B, L.P. (***) Directly held by ICONIQ Strategic Partners II Co-Invest, L.P., AX Series ICONIQ Strategic Partners II, L.P., by ICONIQ Strategic Partners II GP, L.P., its General Partner, by ICONIQ Strategic Partners II TT GP, Ltd., its General Partner, /s/ Kevin Foster 2017-03-29 ICONIQ Strategic Partners II-B, L.P., by ICONIQ Strategic Partners II GP, L.P., its General Partner, by ICONIQ Strategic Partners II TT GP, Ltd., its General Partner, /s/ Kevin Foster 2017-03-29 ICONIQ Strategic Partners II Co-Invest, L.P., AX Series, by ICONIQ Strategic Partners II GP, L.P., its General Partner, by ICONIQ Strategic Partners II TT GP, Ltd., its General Partner, /s/ Kevin Foster 2017-03-29 /s/ Divesh Makan 2017-03-29 /s/ William Griffith 2017-03-29 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

Exhibit 99.1

                                               JOINT FILERS' NAMES AND ADDRESSES

     1.  ICONIQ Strategic Partners II, L.P.
     2.  ICONIQ Strategic Partners II-B, L.P.
     3.  ICONIQ Strategic Partners II Co-Invest, L.P., AX Series
     4.  Divesh Makan
     5.  William Griffith

The business address for each of the above reporting persons is:

c/o ICONIQ Strategic Partners, 394 Pacific Avenue, 2nd Floor
San Francisco, CA 94111