EX-99.A 2 d814012dex99a.htm EX-99.A EX-99.A

Exhibit A

TRANSACTIONS DURING PAST 60 DAYS

The Reporting Persons engaged in the following transactions in shares of common stock of the Issuer during the past 60 days:

 

Reporting Person

   Date of
Transaction
   Transaction Type
(Purchase or Sale)
   Shares     Price

Capital Royalty Partners II L.P.

   9/30/19    Purchase      1,704,890   **

Capital Royalty Partners II (Cayman) L.P.

   9/30/19    Purchase      602,493   **

Capital Royalty Partners II Parallel Fund “A” L.P.

   9/30/19    Purchase      1,908,922   **

Capital Royalty Partners II Parallel Fund “B” (Cayman) L.P.

   9/30/19    Purchase      8,242,606   **

Parallel Investment Opportunities Partners II, L.P.

   9/30/19    Purchase      3,116,675   **

 

*

Represents shares of common stock of the Issuer underlying Series B Convertible Preferred Stock, which is immediately convertible and has no expiration date.

 

**

Acquired pursuant to a stock purchase agreement, which provided for the conversion of the Funds’ pro rata portion of an aggregate $25.0 million of outstanding debt of the Issuer into an aggregate of 17,123,284 shares of Series B Convertible Preferred Stock, at a price per share of $1.46 per share of Series B Convertible Preferred Stock.