EX-99.A 2 d372092dex99a.htm EX-99.A EX-99.A

Exhibit A

TRANSACTIONS DURING PAST 60 DAYS

The Reporting Persons engaged in the following transactions in shares of common stock of the Issuer during the past 60 days:

 

Reporting Person

   Date of
Transaction
     Transaction Type
(Purchase or Sale)
     Shares     Price  

Capital Royalty Partners II L.P.

     3/28/2017        Purchase        437,836     $ 10.00  

Capital Royalty Partners II (Cayman) L.P.

     3/28/2017        Purchase        154,727     $ 10.00  

Capital Royalty Partners II Parallel Fund “A” L.P.

     3/28/2017        Purchase        490,234     $ 10.00  

Capital Royalty Partners II Parallel Fund “B” (Cayman) L.P.

     3/28/2017        Purchase        2,116,803     $ 10.00  

Parallel Investment Opportunities Partners II, L.P.

     3/28/2017        Purchase        800,400     $ 10.00  

Capital Royalty Partners II L.P.

     3/22/2017        Purchase        273,648     **  

Capital Royalty Partners II (Cayman) L.P.

     3/22/2017        Purchase        96,705     **  

Capital Royalty Partners II Parallel Fund “A” L.P.

     3/22/2017        Purchase        306,397     **  

Capital Royalty Partners II Parallel Fund “B” (Cayman) L.P.

     3/22/2017        Purchase        1,323,001     **  

Parallel Investment Opportunities Partners II, L.P.

     3/22/2017        Purchase        500,250     **  

 

* Represents shares of common stock of the Issuer underlying Series A Convertible Preferred Stock, which became convertible on a one-for-one basis into the Issuer’s Common Stock for no additional consideration upon the completion of the Issuer’s initial public offering.

 

** Acquired pursuant to a stock purchase agreement, which provided for the conversion of $25 million of outstanding debt of the Issuer held by the Funds into 2,500,000 shares of Series A Convertible Preferred Stock.