The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A10 NETWORKS INC | COM | 002121101 | 30,459 | 4,881,326 | SH | SOLE | 4,881,326 | 0 | 0 | ||
A10 NETWORKS INC | COM | 002121101 | 1,128 | 510,000 | SH | Call | SOLE | 510,000 | 0 | 0 | |
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 252 | 646,273 | SH | SOLE | 646,273 | 0 | 0 | ||
EXTREME NETWORKS INC | COM | 30226D106 | 14,172 | 2,323,295 | SH | SOLE | 2,323,295 | 0 | 0 | ||
EXTREME NETWORKS INC | COM | 30226D106 | 4,446 | 1,218,200 | SH | Call | SOLE | 1,218,200 | 0 | 0 | |
FRANCESCAS HLDGS CORP | COM | 351793104 | 1,747 | 1,799,171 | SH | SOLE | 1,799,171 | 0 | 0 | ||
HARTE-HANKS INC | COM | 416196202 | 644 | 266,061 | SH | SOLE | 266,061 | 0 | 0 | ||
IMMERSION CORP | COM | 452521107 | 11,243 | 1,254,815 | SH | SOLE | 1,254,815 | 0 | 0 | ||
IMMERSION CORP | COM | 452521107 | 514 | 126,800 | SH | Call | SOLE | 126,800 | 0 | 0 | |
MAXWELL TECHNOLOGIES INC | COM | 577767106 | 7,331 | 3,541,309 | SH | SOLE | 3,541,309 | 0 | 0 | ||
MAXWELL TECHNOLOGIES INC | COM | 577767106 | 262 | 698,400 | SH | Call | SOLE | 698,400 | 0 | 0 | |
PDF SOLUTIONS INC | COM | 693282105 | 15,891 | 1,885,101 | SH | SOLE | 1,885,101 | 0 | 0 | ||
PDF SOLUTIONS INC | COM | 693282105 | 1,509 | 780,000 | SH | Call | SOLE | 780,000 | 0 | 0 | |
QUANTUM CORP | COM NEW | 747906501 | 7,383 | 3,691,464 | SH | SOLE | 3,691,464 | 0 | 0 | ||
REALNETWORKS | COM NEW | 75605L708 | 7,154 | 3,097,072 | SH | SOLE | 3,097,072 | 0 | 0 | ||
REALNETWORKS | COM | 75605L708 | 498 | 216,000 | SH | Call | SOLE | 216,000 | 0 | 0 | |
SERVICESOURCE INTL INC | COM | 81763U100 | 891 | 824,920 | SH | SOLE | 824,920 | 0 | 0 | ||
SUPPORT COM INC | COM NEW | 86858W200 | 2,665 | 1,083,531 | SH | SOLE | 1,083,531 | 0 | 0 | ||
ULTRA CLEAN HLDGS INC | COM | 90385V107 | 6,723 | 793,693 | SH | SOLE | 793,693 | 0 | 0 |