0001628619-19-000002.txt : 20190823 0001628619-19-000002.hdr.sgml : 20190823 20190823172829 ACCESSION NUMBER: 0001628619-19-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181101 FILED AS OF DATE: 20190823 DATE AS OF CHANGE: 20190823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barra Ornella CENTRAL INDEX KEY: 0001628619 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36759 FILM NUMBER: 191050010 MAIL ADDRESS: STREET 1: 24 BOULEVARD DU TENAO CITY: MONTE CARLO STATE: O9 ZIP: 98000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walgreens Boots Alliance, Inc. CENTRAL INDEX KEY: 0001618921 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 471758322 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: (847) 315-2500 MAIL ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2018-11-01 2018-11-02 0 0001618921 Walgreens Boots Alliance, Inc. WBA 0001628619 Barra Ornella 24 BOULEVARD DU TENAO MONTE CARLO O9 98000 MONACO 0 1 0 0 Co-Chief Operating Officer Common Stock, par value $0.01 per share 26425 D Common Stock, par value $0.01 per share 1718000 I By OLB Employee Stock Option (right to buy) 84.68 2025-11-01 Common Stock 84466 84466 D Employee Stock Option (right to buy) 82.46 2019-11-01 2026-11-01 Common Stock 140844 140844 D Employee Stock Option (right to buy) 67.01 2027-11-01 Common Stock 161506 161506 D Employee Stock Option (right to buy) 79.9 2018-11-01 4 A 0 133333 0 A 2028-11-01 Common Stock 133333 133333 D Shares of Common Stock are held of record by a corporation, OLB Holdings Ltd. ('OLB'), which is 100% owned by the Reporting Person. The option vested with respect to 28,127 shares on November 1, 2016, with respect to a further 28,127 shares on November 1, 2017, and with respect to 28,212 shares on November 1, 2018, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder). The option vests on November 1, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder). The option vested with respect to 53,781 shares on November 1, 2018, and vests with respect to 53,781 shares on November 1, 2019 and with respect to 53,944 shares on November 1, 2020, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder). This amended report on Form 4 is being filed solely to correct the number of options granted to the reporting person on November 1, 2018 and to update the related vesting schedule, which was reported incorrectly in the original report on Form 4 due to an administrative error. This amendment corrects the total number of options granted to the Reporting Person from 111,111 to 133,333. The option vests with respect to 44,399 shares on November 1, 2019, with respect to 44,400 shares on November 1, 2020, and with respect to 44,534 shares on November 1, 2021, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder). Benjamin S.J. Burman, attorney-in-fact 2019-08-23