0001209191-14-070058.txt : 20141119 0001209191-14-070058.hdr.sgml : 20141119 20141119170914 ACCESSION NUMBER: 0001209191-14-070058 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141119 FILED AS OF DATE: 20141119 DATE AS OF CHANGE: 20141119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neothetics, Inc. CENTRAL INDEX KEY: 0001618835 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208527075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: (858) 750-1008 MAIL ADDRESS: STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knudson Susan A. CENTRAL INDEX KEY: 0001624925 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36754 FILM NUMBER: 141236547 MAIL ADDRESS: STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-11-19 0 0001618835 Neothetics, Inc. NEOT 0001624925 Knudson Susan A. 9191 TOWNE CENTRE DRIVE SUITE 400 SAN DIEGO CA 92122 0 1 0 0 Chief Financial Officer Stock Option (Right to Buy) 1.22 2020-02-11 Common Stock 33718 D Stock Option (Right to Buy) 1.342 2024-02-06 Common Stock 33265 D Stock Option (Right to Buy) 4.575 2024-07-18 Common Stock 24964 D 25% of the option shares vested on December 14, 2010 with the remaining option shares vesting in 36 equal monthly installments theafter. Option shares vest in 48 equal monthly installments measured from the vesting commencement date, February 6, 2014. 25% of the option shares vest on July 18, 2015 and the remaining option shares will vest in 36 equal monthly installments theafter. /s/ Susan Knudson 2014-11-19