0001654954-17-009178.txt : 20171005
0001654954-17-009178.hdr.sgml : 20171005
20171005165642
ACCESSION NUMBER: 0001654954-17-009178
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171003
FILED AS OF DATE: 20171005
DATE AS OF CHANGE: 20171005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banks Sam L.
CENTRAL INDEX KEY: 0001618779
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37932
FILM NUMBER: 171125130
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yuma Energy, Inc.
CENTRAL INDEX KEY: 0001672326
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 812235304
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-968-7000
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
FORMER COMPANY:
FORMER CONFORMED NAME: Yuma Delaware Merger Subsidiary, Inc.
DATE OF NAME CHANGE: 20160415
4
1
section16.xml
PRIMARY DOCUMENT
X0306
4
2017-10-03
0001672326
Yuma Energy, Inc.
YUMA
0001618779
Banks Sam L.
1177 WEST LOOP SOUTH
SUITE 1825
HOUSTON
TX
77027
true
true
true
false
Chief Executive Officer
Common Stock
2017-10-03
4
P
false
300000
1
A
2396993
D
Represents a purchase from the underwriters in the Issuer's public offering.
Includes 11,613 shares of common stock from a restricted stock award that vest on May 31, 2018.
/s/ Sam L. Banks
2017-10-05