0001654954-17-009178.txt : 20171005 0001654954-17-009178.hdr.sgml : 20171005 20171005165642 ACCESSION NUMBER: 0001654954-17-009178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171003 FILED AS OF DATE: 20171005 DATE AS OF CHANGE: 20171005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banks Sam L. CENTRAL INDEX KEY: 0001618779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37932 FILM NUMBER: 171125130 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yuma Energy, Inc. CENTRAL INDEX KEY: 0001672326 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 812235304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713-968-7000 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: Yuma Delaware Merger Subsidiary, Inc. DATE OF NAME CHANGE: 20160415 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2017-10-03 0001672326 Yuma Energy, Inc. YUMA 0001618779 Banks Sam L. 1177 WEST LOOP SOUTH SUITE 1825 HOUSTON TX 77027 true true true false Chief Executive Officer Common Stock 2017-10-03 4 P false 300000 1 A 2396993 D Represents a purchase from the underwriters in the Issuer's public offering. Includes 11,613 shares of common stock from a restricted stock award that vest on May 31, 2018. /s/ Sam L. Banks 2017-10-05