0001654954-17-003579.txt : 20170424
0001654954-17-003579.hdr.sgml : 20170424
20170424172431
ACCESSION NUMBER: 0001654954-17-003579
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170420
FILED AS OF DATE: 20170424
DATE AS OF CHANGE: 20170424
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yuma Energy, Inc.
CENTRAL INDEX KEY: 0001672326
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 812235304
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-968-7000
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
FORMER COMPANY:
FORMER CONFORMED NAME: Yuma Delaware Merger Subsidiary, Inc.
DATE OF NAME CHANGE: 20160415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banks Sam L.
CENTRAL INDEX KEY: 0001618779
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37932
FILM NUMBER: 17779070
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
4
1
section16.xml
PRIMARY DOCUMENT
X0306
4
2017-04-20
0001672326
Yuma Energy, Inc.
YUMA
0001618779
Banks Sam L.
1177 WEST LOOP SOUTH
SUITE 1825
HOUSTON
TX
77027
true
true
true
false
Chief Executive Officer
Stock Appreciation Right (cash settled)
4.40
2017-04-20
4
A
false
193182
0
A
2024-04-20
Common Stock
193182
193182
D
Stock Options
2.56
2017-04-20
4
A
false
361702
0
A
2027-04-19
Common Stock
361702
361702
D
Stock Appreciation Right
12.1
2022-08-18
Common Stock
28530
28530
D
Stock appreciation right award vests in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.
Stock option award vests in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.
The stock appreciation right award vested as to 9,510 SARs on May 31, 2016, and vests as to 9,510 SARs on May 31, 2017 and as to 9,510 SARs on May 31, 2018.
/s/ Sam L. Banks
2017-04-24