0001354488-17-000043.txt : 20170105 0001354488-17-000043.hdr.sgml : 20170105 20170105194514 ACCESSION NUMBER: 0001354488-17-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yuma Energy, Inc. CENTRAL INDEX KEY: 0001672326 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 812235304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713-968-7000 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: Yuma Delaware Merger Subsidiary, Inc. DATE OF NAME CHANGE: 20160415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banks Sam L. CENTRAL INDEX KEY: 0001618779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37932 FILM NUMBER: 17512551 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2017-01-03 0 0001672326 Yuma Energy, Inc. YUMA 0001618779 Banks Sam L. 1177 WEST LOOP SOUTH SUITE 1825 HOUSTON TX 77027 1 1 1 President and CEO Common Stock 2017-01-03 4 F 0 807 3.76 D 2101331 D Shares of common stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the vesting of restricted stock awards on January 1, 2017 granted under the Yuma Energy, Inc. 2014 Long-Term Incentive Plan. /s/ Sam L. Banks 2017-01-05