0001618732-19-000133.txt : 20191213 0001618732-19-000133.hdr.sgml : 20191213 20191213185702 ACCESSION NUMBER: 0001618732-19-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191211 FILED AS OF DATE: 20191213 DATE AS OF CHANGE: 20191213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pandey Dheeraj CENTRAL INDEX KEY: 0001685495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 191285635 MAIL ADDRESS: STREET 1: C/O NUTANIX INC STREET 2: 1740 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nutanix, Inc. CENTRAL INDEX KEY: 0001618732 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270989767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-216-8360 MAIL ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wf-form4_157628140511848.xml FORM 4 X0306 4 2019-12-11 0 0001618732 Nutanix, Inc. NTNX 0001685495 Pandey Dheeraj C/O NUTANIX, INC. 1740 TECHNOLOGY DRIVE, SUITE 150 SAN JOSE CA 95110 1 1 0 0 CEO and Chairman Restricted Stock Units 2019-12-11 4 A 0 200000 0 A Class A Common Stock 200000.0 200000 D Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock, or Common Stock. Vesting of the RSUs is subject to achievement of an Average Stock Price of $65 over an approximately 4.5-year period ("Performance Period"), and is further subject to the Reporting Person's continued service to Issuer. The "Average Stock Price" will be calculated based on the average closing price of one share of Common Stock during the 180-day period ending on the last trading day prior to each measurement date. The Average Stock Price will be measured once per quarter during the Performance Period, and (i) if the Average Stock Price does not equal or exceed $65, then none of the RSUs will vest that quarter, and any unvested RSUs ("Carryover RSUs") will carry over to the next quarter; (ii) if the Average Stock Price equals or exceeds $65, then 1/18th of the RSUs plus the applicable Carryover RSUs, if any, would vest; or (iii) if the Average Stock Price never equals or exceeds $65 during the Performance Period, the RSUs would terminate at the end of the Performance Period. /s/ Olive Huang, by power of attorney 2019-12-13