0001618732-19-000120.txt : 20191202
0001618732-19-000120.hdr.sgml : 20191202
20191202164024
ACCESSION NUMBER: 0001618732-19-000120
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191127
FILED AS OF DATE: 20191202
DATE AS OF CHANGE: 20191202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pandey Dheeraj
CENTRAL INDEX KEY: 0001685495
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 191263638
MAIL ADDRESS:
STREET 1: C/O NUTANIX INC
STREET 2: 1740 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nutanix, Inc.
CENTRAL INDEX KEY: 0001618732
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270989767
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1740 TECHNOLOGY DRIVE
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-216-8360
MAIL ADDRESS:
STREET 1: 1740 TECHNOLOGY DRIVE
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
wf-form4_157532280706635.xml
FORM 4
X0306
4
2019-11-27
0
0001618732
Nutanix, Inc.
NTNX
0001685495
Pandey Dheeraj
C/O NUTANIX, INC.
1740 TECHNOLOGY DRIVE, SUITE 150
SAN JOSE
CA
95110
1
1
0
0
CEO and Chairman
Class A Common Stock
2019-11-27
4
S
0
39798
35.07
D
211177
D
Class A Common Stock
2019-11-29
4
S
0
13900
35.5513
D
197277
D
Class A Common Stock
2019-11-29
4
S
0
40260
36.6584
D
157017
D
Class A Common Stock
2019-11-29
4
S
0
21335
37.1835
D
135682
D
Class A Common Stock
8077
I
See Footnote
Class A Common Stock
2019-10-09
5
J
0
E
10000
0
A
145682
D
Class A Common Stock
2019-10-09
5
G
0
E
10000
0
D
135682
D
Class B Common Stock
2019-10-09
5
J
0
E
10000
0
D
Class A Common Stock
10000.0
5592938
I
See footnote
Class B Common Stock
Class A Common Stock
2932000.0
2932000
I
See footnote
Class B Common Stock
Class A Common Stock
68000.0
68000
I
See footnote
Class B Common Stock
Class A Common Stock
381218.0
381218
I
See footnote
Class B Common Stock
Class A Common Stock
381218.0
381218
I
See footnote
Class B Common Stock
Class A Common Stock
381218.0
381218
I
See footnote
The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.21. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.06 to $36.05. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $36.09 to $37.085. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $37.09 to $37.38. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.
Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.
This is a gift to a donor advised charity fund.
Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.
The number of shares held by the Pandey 2017 Irrevocable Descendants' Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees, has been updated to reflect non-reportable changes in beneficial ownership since the Reporting Person's last filing.
The shares are held of record by the Pandey 2017 Irrevocable Descendants' Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
The number of shares held by the Pandey Irrevocable Descendants' Trust, for which the Reporting Person's spouse serves as trustee, has been updated to reflect non-reportable changes in beneficial ownership since the Reporting Person's last filing.
The shares are held of record by the Pandey Irrevocable Descendants' Trust, for which the Reporting Person's spouse serves as trustee.
The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which Mr. Pandey and his spouse serve as co-trustees.
/s/ Olive Huang, by power of attorney
2019-12-02