0001618732-19-000103.txt : 20190917 0001618732-19-000103.hdr.sgml : 20190917 20190917182318 ACCESSION NUMBER: 0001618732-19-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190915 FILED AS OF DATE: 20190917 DATE AS OF CHANGE: 20190917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pandey Dheeraj CENTRAL INDEX KEY: 0001685495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 191097959 MAIL ADDRESS: STREET 1: C/O NUTANIX INC STREET 2: 1740 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nutanix, Inc. CENTRAL INDEX KEY: 0001618732 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270989767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-216-8360 MAIL ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wf-form4_156875898252766.xml FORM 4 X0306 4 2019-09-15 0 0001618732 Nutanix, Inc. NTNX 0001685495 Pandey Dheeraj C/O NUTANIX, INC. 1740 TECHNOLOGY DRIVE, SUITE 150 SAN JOSE CA 95110 1 1 0 0 CEO and Chairman Class A Common Stock 2019-09-15 4 M 0 12500 0 A 254214 D Class A Common Stock 2019-09-15 4 M 0 6250 0 A 260464 D Class A Common Stock 8077 I See Footnote Restricted Stock Units 2019-09-15 4 M 0 12500 0 D Class A Common Stock 12500.0 112500 D Restricted Stock Units 2019-09-15 4 M 0 6250 0 D Class A Common Stock 6250.0 81250 D Class B Common Stock 2019-09-16 5 J 0 E 1516225 0 D Class A Common Stock 1516225.0 0 I See footnote Class B Common Stock 2019-09-16 5 J 0 E 372571 0 A Class A Common Stock 372571.0 5602938 I See footnote Class B Common Stock 2019-09-16 5 J 0 E 381218 0 A Class A Common Stock 381218.0 381218 I See footnote Class B Common Stock 2019-09-16 5 J 0 E 381218 0 A Class A Common Stock 381218.0 381218 I See footnote Class B Common Stock 2019-09-16 5 J 0 E 381218 0 A Class A Common Stock 381218.0 381218 I See footnote The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer common stock. The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The shares were transferred pursuant to a gift transfer. The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee. The shares are held of record by the Pandey 2016 Annuity trust, for which the Reporting Person serves as trustee, for the benefit of the Reporting Person's minor child. /s/ Olive Huang, by power of attorney 2019-09-17