0001618732-18-000155.txt : 20181025 0001618732-18-000155.hdr.sgml : 20181025 20181025174229 ACCESSION NUMBER: 0001618732-18-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181023 FILED AS OF DATE: 20181025 DATE AS OF CHANGE: 20181025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pandey Dheeraj CENTRAL INDEX KEY: 0001685495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 181139822 MAIL ADDRESS: STREET 1: C/O NUTANIX INC STREET 2: 1740 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nutanix, Inc. CENTRAL INDEX KEY: 0001618732 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270989767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-216-8360 MAIL ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wf-form4_154050373249970.xml FORM 4 X0306 4 2018-10-23 0 0001618732 Nutanix, Inc. NTNX 0001685495 Pandey Dheeraj C/O NUTANIX, INC. 1740 TECHNOLOGY DRIVE, SUITE 150 SAN JOSE CA 95110 1 1 0 0 CEO and Chairman Class A Common Stock 2018-10-23 4 A 0 100000 0 A Class A Common Stock 100000.0 100000 D Class B Common Stock 2018-09-14 5 J 0 E 158687 0 D Class A Common Stock 158687.0 1516225 I See footnote Class B Common Stock 2018-09-14 5 J 0 E 158687 0 A Class A Common Stock 158687.0 5230367 I See footnote Class B Common Stock 2018-10-09 5 J 0 E 30000 0 D Class A Common Stock 30000.0 2970000 I See footnote Class B Common Stock 2018-10-09 5 J 0 E 30000 0 A Class A Common Stock 30000.0 30000 I See footnote Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The shares were transferred pursuant to a gift transfer. The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee. The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. The shares are held of record by The Pandey 2017 Irrevocable Descendants Trust for which the Reporting Person and his spouse serve as trustees. The shares are held of record by The Pandey Irrevocable Descendants Trust for which the Reporting Person's spouse serves as trustee. /s/ Olive Huang, by power of attorney 2018-10-25