0000899243-16-031274.txt : 20161005
0000899243-16-031274.hdr.sgml : 20161005
20161005202340
ACCESSION NUMBER: 0000899243-16-031274
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161005
FILED AS OF DATE: 20161005
DATE AS OF CHANGE: 20161005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nutanix, Inc.
CENTRAL INDEX KEY: 0001618732
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270989767
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1740 TECHNOLOGY DRIVE
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-216-8360
MAIL ADDRESS:
STREET 1: 1740 TECHNOLOGY DRIVE
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pandey Dheeraj
CENTRAL INDEX KEY: 0001685495
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 161923734
MAIL ADDRESS:
STREET 1: C/O NUTANIX INC
STREET 2: 1740 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-05
0
0001618732
Nutanix, Inc.
NTNX
0001685495
Pandey Dheeraj
C/O NUTANIX, INC.
1740 TECHNOLOGY DRIVE, SUITE 150
SAN JOSE
CA
95110
1
1
0
0
CEO and Chairman
Common Stock
2016-10-05
4
J
0
4756592
D
0
I
See footnote
Common Stock
2016-10-05
4
J
0
2500000
D
0
I
See footnote
Common Stock
2016-10-05
4
J
0
2000000
D
0
I
See footnote
Common Stock
2016-10-05
4
J
0
500000
D
0
I
See footnote
Class B Common Stock
2016-10-05
4
J
0
4756592
0.00
A
Class A Common Stock
4756592
4756592
I
See footnote
Class B Common Stock
2016-10-05
4
J
0
2500000
0.00
A
Class A Common Stock
2500000
2500000
I
See footnote
Class B Common Stock
2016-10-05
4
J
0
2000000
0.00
A
Class A Common Stock
2000000
2000000
I
See footnote
Class B Common Stock
2016-10-05
4
J
0
500000
0.00
A
Class A Common Stock
500000
500000
I
See footnote
Employee Stock Option (right to buy)
0.49
2016-10-05
4
J
0
886000
0.00
D
2022-03-27
Common Stock
886000
0
D
Employee Stock Option (right to buy)
0.49
2016-10-05
4
J
0
886000
0.00
A
2022-03-27
Class B Common Stock
886000
886000
D
Employee Stock Option (right to buy)
0.49
2016-10-05
4
J
0
705000
0.00
D
2022-06-12
Common Stock
705000
0
D
Employee Stock Option (right to buy)
0.49
2016-10-05
4
J
0
705000
0.00
A
2022-06-12
Class B Common Stock
705000
705000
D
Employee Stock Option (right to buy)
12.00
2016-10-05
4
J
0
500000
0.00
D
2026-09-16
Common Stock
500000
0
D
Employee Stock Option (right to buy)
12.00
2016-10-05
4
J
0
500000
0.00
A
2026-09-16
Class B Common Stock
500000
500000
D
Restricted Stock Units
2016-10-05
4
J
0
600000
0.00
D
Common Stock
600000
0
D
Restricted Stock Units
2016-10-05
4
J
0
600000
0.00
A
Class B Common Stock
600000
600000
D
Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.
The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee.
The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee.
The shares are held of record by The Swapna Pandey 2014 Irrevocable Descendant's Trust for which the Reporting Person serves as trustee.
Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.
Shares subject to the option are fully vested and immediately exercisable.
Shares subject to the option vest in 48 equal monthly installments beginning on October 16, 2016.
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
On April 28, 2017, 450,000 RSUs vest and become issuable and the remaining RSUs vest in four equal quarterly installments beginning on July 15, 2017.
/s/ Olive Huang, by power of attorney
2016-10-05