0001618675-14-000003.txt : 20140912
0001618675-14-000003.hdr.sgml : 20140912
20140912101854
ACCESSION NUMBER: 0001618675-14-000003
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140911
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: THB Advisory LLC
CENTRAL INDEX KEY: 0001618675
IRS NUMBER: 262223662
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02727
FILM NUMBER: 141099846
BUSINESS ADDRESS:
STREET 1: 1 GRAND ARMY PLZ
STREET 2: APT 12D
CITY: BROOKLYN
STATE: NY
ZIP: 11238-5618
BUSINESS PHONE: 718-636-2928
MAIL ADDRESS:
STREET 1: 1 GRAND ARMY PLZ
STREET 2: APT 12D
CITY: BROOKLYN
STATE: NY
ZIP: 11238-5618
MA-I
1
primary_doc.xml
MA-I
0001618675
XXXXXXXX
Thomas H Boast
718-636-2928
tboast@THBAdvisory.com
N
Thomas
Hansen
Boast
002334598
N
1
0001618675
THB Advisory LLC
03-11-2011
N
09-11-2014
0001618675
LOCATED
SUPERVISED
09-11-2014
03-2011
THB Advisory LLC
Brooklyn
NY
11238-5618
Y
N
Principal
06-2008
03-2011
First Southwest Company
New York
NY
10107
Y
N
Senior Vice President
03-2008
06-2008
THB Advisory LLC
Brooklyn
NY
11238-3404
Y
N
Principal
06-2000
01-2008
Citigroup Global Markets Inc.
New York
NY
10013
Y
N
Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-11-2014
Thomas H Boast
Principal