0001618675-14-000003.txt : 20140912 0001618675-14-000003.hdr.sgml : 20140912 20140912101854 ACCESSION NUMBER: 0001618675-14-000003 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THB Advisory LLC CENTRAL INDEX KEY: 0001618675 IRS NUMBER: 262223662 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02727 FILM NUMBER: 141099846 BUSINESS ADDRESS: STREET 1: 1 GRAND ARMY PLZ STREET 2: APT 12D CITY: BROOKLYN STATE: NY ZIP: 11238-5618 BUSINESS PHONE: 718-636-2928 MAIL ADDRESS: STREET 1: 1 GRAND ARMY PLZ STREET 2: APT 12D CITY: BROOKLYN STATE: NY ZIP: 11238-5618 MA-I 1 primary_doc.xml MA-I 0001618675 XXXXXXXX Thomas H Boast 718-636-2928 tboast@THBAdvisory.com N Thomas Hansen Boast 002334598 N 1 0001618675 THB Advisory LLC 03-11-2011 N 09-11-2014 0001618675 LOCATED SUPERVISED 09-11-2014 03-2011 THB Advisory LLC Brooklyn NY 11238-5618 Y N Principal 06-2008 03-2011 First Southwest Company New York NY 10107 Y N Senior Vice President 03-2008 06-2008 THB Advisory LLC Brooklyn NY 11238-3404 Y N Principal 06-2000 01-2008 Citigroup Global Markets Inc. New York NY 10013 Y N Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-11-2014 Thomas H Boast Principal