0001628280-15-006340.txt : 20150807 0001628280-15-006340.hdr.sgml : 20150807 20150807182827 ACCESSION NUMBER: 0001628280-15-006340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150805 FILED AS OF DATE: 20150807 DATE AS OF CHANGE: 20150807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: National Storage Affiliates Trust CENTRAL INDEX KEY: 0001618563 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5200 DTC PARKWAY STREET 2: SUITE 200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-630-2600 MAIL ADDRESS: STREET 1: 5200 DTC PARKWAY STREET 2: SUITE 200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nordhagen Arlen Dale CENTRAL INDEX KEY: 0001639326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37351 FILM NUMBER: 151038808 MAIL ADDRESS: STREET 1: 5200 DTC PARKWAY STREET 2: STE 200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 wf-form4_143898649700901.xml FORM 4 X0306 4 2015-08-05 0 0001618563 National Storage Affiliates Trust NSA 0001639326 Nordhagen Arlen Dale 5200 DTC PARKWAY STE 200 GREENWOOD VILLAGE CO 80111 1 1 1 0 Chief Executive Officer Class A OP Units 2015-08-05 5 P 0 E 27117 12.04 A Common shares of beneficial interest, $0.01 par value 27117.0 3167324 I See Footnote Consists of 27,117 Class A common units of limited partner interest (the "Class A OP Units") of NSA OP, LP (the " Partnership") issuable upon the exchange of 27,117 Class X common units of limited partner interest (the "Class X Units") in certain DownREIT partnerships, which, five years after the date of the applicable DownREIT partnership agreement, are redeemable for cash or, at the Operating Partnership's option, exchangeable for Class A OP Units on a one-for-one basis, subject to certain adjustments. To the extent Class X Units are exchanged for Class A OP Units, the Reporting Person will have the right to cause the Partnership to redeem all or a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of the Issuer's common shares of beneficial interest, or at the Issuer's option, common shares of beneficial interest on a one-for-one basis, subject to certain adjustments. N/A The Reporting Person's total direct and indirect beneficial ownership following the reported transaction above is 3,167,324 Class A OP Units, which includes those Class A OP Units reported on Form 3 on April 22, 2015 (the "Form 3") and the Class A OP Units reported herein (together with those securities convertible into, or exchangeable for, such Class A OP Units as specified therein and herein). The 3,167,324 Class A OP Units does not include derivative securities of other classes of the Reporting Person that were reported on the Form 3. Consists of 27,117 Class X Units held by SecurCare BV Member, Ltd., for which the Reporting Person has or shares voting and investment power. This filing shall not be deemed to be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. /s/ Arlen D. Nordhagen 2015-08-07