0001618563-16-000108.txt : 20160624 0001618563-16-000108.hdr.sgml : 20160624 20160624143722 ACCESSION NUMBER: 0001618563-16-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160623 FILED AS OF DATE: 20160624 DATE AS OF CHANGE: 20160624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: National Storage Affiliates Trust CENTRAL INDEX KEY: 0001618563 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465053858 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5200 DTC PARKWAY STREET 2: SUITE 200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-630-2600 MAIL ADDRESS: STREET 1: 5200 DTC PARKWAY STREET 2: SUITE 200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nordhagen Arlen Dale CENTRAL INDEX KEY: 0001639326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37351 FILM NUMBER: 161730755 MAIL ADDRESS: STREET 1: 5200 DTC PARKWAY STREET 2: STE 200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 wf-form4_146679342931794.xml FORM 4 X0306 4 2016-06-23 0 0001618563 National Storage Affiliates Trust NSA 0001639326 Nordhagen Arlen Dale 5200 DTC PARKWAY STE 200 GREENWOOD VILLAGE CO 80111 1 1 1 0 Chief Executive Officer Class A OP Units 2016-06-23 4 P 0 51799 20.85 A Common shares of beneficial interest, $0.01 par value 51799.0 3671818 I See Footnote Beginning after June 23, 2017, the Reporting Person will have the right to cause NSA OP, LP (the "Partnership") to redeem a portion of the Reporting Person's Class A common units of limited partner interest in the Partnership ("Class A OP Units") for cash in an amount equal to the market value of an equivalent number of the common shares of beneficial interest ("Shares") of National Storage Affiliates Trust (the "Issuer") or, at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments. Consists of 51,799 Class A OP Units issued to SecurCare Properties IV, LLC, for which the Reporting Person has or shares voting and/or investment power. This filing shall not be deemed to be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. N/A Includes 56,000 Class A OP Units received by SecurCare Self Storage, Inc. ("SecurCare"), for which the Reporting Person has or shares voting and/or investment power, as a pro rata liquidating distribution from National Storage Affiliates Holdings, LLC ("Holdings"), of which the Reporting Person previously had or shared voting or investment power. The Reporting Person previously reported beneficial ownership of 126,400 Class A OP Units held by Holdings, including the 56,000 Class A OP Units received by SecurCare in the liquidation. The remaining 70,400 Class A OP Units previously reported by the Reporting Person, which have been distributed pro rata to other members of Holdings, have been deducted from Column 9 herein. The Reporting Person's total direct and indirect beneficial ownership following the reported transaction above is 3,671,818 Class A OP Units, which includes those Class A OP Units previously reported and the Class A OP Units reported herein (together with those securities convertible into, or exchangeable for, such Class A OP Units as specified herein and therein). The 3,671,818 Class A OP Units do not include derivative securities of other classes or non-derivative securities of the Reporting Person that were previously reported. Arlen Dale Nordhagen, by Jason Parsont, his Attorney-in-fact 2016-06-24