0001618524-21-000002.txt : 20210402 0001618524-21-000002.hdr.sgml : 20210402 20210402163959 ACCESSION NUMBER: 0001618524-21-000002 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210330 DATE AS OF CHANGE: 20210402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DiPerna & Company, LLC CENTRAL INDEX KEY: 0001618524 IRS NUMBER: 452628261 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01113 FILM NUMBER: 21802478 BUSINESS ADDRESS: STREET 1: 5422 STILLWATER AVE CITY: WESTERVILLE STATE: OH ZIP: 43082 BUSINESS PHONE: 614-581-3092 MAIL ADDRESS: STREET 1: 5422 STILLWATER AVE CITY: WESTERVILLE STATE: OH ZIP: 43082 MA-A 1 primary_doc.xml MA-A 0001618524 XXXXXXXX Chris 973-618-9507 cmcmanus@alternativereg.com cmcmanus@alternativereg.com 12-31-2020 Y DiPerna & Company, LLC DiPerna Advisors DiPerna Economic Development Advisors 45-2628261 867-01113 614-581-3092 Amend 440-223-9299 Add 11344 Flint Ridge Rd Heath OH 43056 614-581-3092 N www.dipernafinancial.com Kimberly Marie McManus Chief Compliance Officer
101 Eisenhower Parkway Suite 404 Roseland NJ 07068
9736189500 kmcmanus@alternativereg.com
Michael Ray DiPerna 6145813092 mdiperna@dipernafinancial.com Amend Nashville 440-223-9299 Client Records Add Heath office 11344 Flint Ridge Rd Heath OH 43056 614-581-3092 Client files December OH 06-27-2011 N 6 5 0 0 0 12 Municipal Entities 0 0 0 Not Applicable Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Guaranteed IC Advice On Selection Y 0 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Michael Ray DiPerna President 07-24-2011 E Y 1564479 Kimberly Marie McManus CCO 09-01-2017 NA N 2322081 Michael Ray DiPerna President 07-24-2011 E Y 1564479 Kimberly Marie McManus CCO 09-01-2017 NA N 2322081 Michael DiPerna Michael DiPerna Managing Director 03-30-2021 N N Y Y N N N Y N N Y N N N N N N N N N N