0001618524-21-000002.txt : 20210402
0001618524-21-000002.hdr.sgml : 20210402
20210402163959
ACCESSION NUMBER: 0001618524-21-000002
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210330
DATE AS OF CHANGE: 20210402
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DiPerna & Company, LLC
CENTRAL INDEX KEY: 0001618524
IRS NUMBER: 452628261
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01113
FILM NUMBER: 21802478
BUSINESS ADDRESS:
STREET 1: 5422 STILLWATER AVE
CITY: WESTERVILLE
STATE: OH
ZIP: 43082
BUSINESS PHONE: 614-581-3092
MAIL ADDRESS:
STREET 1: 5422 STILLWATER AVE
CITY: WESTERVILLE
STATE: OH
ZIP: 43082
MA-A
1
primary_doc.xml
MA-A
0001618524
XXXXXXXX
Chris
973-618-9507
cmcmanus@alternativereg.com
cmcmanus@alternativereg.com
12-31-2020
Y
DiPerna & Company, LLC
DiPerna Advisors
DiPerna Economic Development Advisors
45-2628261
867-01113
614-581-3092
Amend
440-223-9299
Add
11344 Flint Ridge Rd
Heath
OH
43056
614-581-3092
N
www.dipernafinancial.com
Kimberly
Marie
McManus
Chief Compliance Officer
101 Eisenhower Parkway
Suite 404
Roseland
NJ
07068
9736189500
kmcmanus@alternativereg.com
Michael
Ray
DiPerna
6145813092
mdiperna@dipernafinancial.com
Amend
Nashville
440-223-9299
Client Records
Add
Heath office
11344 Flint Ridge Rd
Heath
OH
43056
614-581-3092
Client files
December
OH
06-27-2011
N
6
5
0
0
0
12
Municipal Entities
0
0
0
Not Applicable
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Guaranteed IC
Advice On Selection
Y
0
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Michael
Ray
DiPerna
President
07-24-2011
E
Y
1564479
Kimberly
Marie
McManus
CCO
09-01-2017
NA
N
2322081
Michael
Ray
DiPerna
President
07-24-2011
E
Y
1564479
Kimberly
Marie
McManus
CCO
09-01-2017
NA
N
2322081
Michael DiPerna
Michael DiPerna
Managing Director
03-30-2021
N
N
Y
Y
N
N
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N
N