0001618524-18-000002.txt : 20180329
0001618524-18-000002.hdr.sgml : 20180329
20180329112603
ACCESSION NUMBER: 0001618524-18-000002
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180328
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DiPerna & Company, LLC
CENTRAL INDEX KEY: 0001618524
IRS NUMBER: 452628261
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01113
FILM NUMBER: 18721422
BUSINESS ADDRESS:
STREET 1: 5422 STILLWATER AVENUE
CITY: WESTERVILLE
STATE: OH
ZIP: 43082
BUSINESS PHONE: 614-581-3092
MAIL ADDRESS:
STREET 1: 5422 STILLWATER AVENUE
CITY: WESTERVILLE
STATE: OH
ZIP: 43082
MA-A
1
primary_doc.xml
MA-A
0001618524
XXXXXXXX
Michael DiPerna
614-581-3092
mdiperna@dipernafinancial.com
cmcmanus@alternativereg.com
12-31-2017
Y
DiPerna & Company, LLC
DiPerna Advisors
DiPerna Economic Development Advisors
45-2628261
867-01113
62 N 4th Street
Columbus
OH
43215
614-581-3092
Y
www.dipernafinancial.com
Kimberly
Marie
McManus
Chief Compliance Officer
101 Eisenhower Parkway
Suite 404
Roseland
NJ
07068
9736189500
kmcmanus@alternativereg.com
Michael
Ray
DiPerna
62 N 4th Street
Columbus
OH
43215
6145813092
December
OH
06-27-2011
N
5
4
0
0
0
6
Municipal Entities
0
0
0
Not Applicable
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Guaranteed IC
Advice On Selection
Y
0
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Michael DiPerna
N
45-2628261
President
06-27-2011
E
Y
Michael
Ray
DiPerna
President and Chief Compliance Officer
07-24-2011
E
Y
Add
Michael DiPerna
N
45-2628261
President
06-27-2011
E
Y
Amend
Michael
Ray
DiPerna
President
07-24-2011
E
Y
Michael DiPerna
Michael DiPerna
President/ Member
03-28-2018
N
N
Y
Y
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N